Baumann's Cosmology (6)
Daniel Baumann Cosmology (Cambridge University Press 2022; version 3, April 2023) Exercise solutions and some derivations (more Problems and solutions at Modern Cosmology Forum) by K S Kim
6 Relativistic Perturbation Theory
For relativistic fluids (like photons neutrons) and on scales larger than the Hubble radius the correct description requires a general-relativistic treatment which we will develop in this chapter. Fig. 6.1 illustrates the interactions of all known matter species in the universe.
After neutrino decoupling and nucleosynthesis-at low energy-the only significant forces in cosmological evolution were gravity and electromagnetism. By equivalence principle, all species interact through a universal gravitational force. In addition, photon, electrons and protons were strongly coupled by their electromagnetic interactions and could be treated as a single photon-baryon fluid. After recombination, the electromagnetic coupling became insignificant and the evolution was determined by gravity alone. There are two types of gravitational effects: the homogeneous density of the species determines the expansion rate of the universe, while their perturbations source the local gravitational potential. Both of these effects feed back into the into the evolution of the species. This feedback is nonlinear and can lead to rather complex dynamics.
In structure formation matter-radiation equality, 𝑧eq ≈ 3400, and photon decoupling, 𝑧dec ≈ 1100 are two important times. Before equality, the growth structure is suppressed by the large radiation pressure of photons. The clustering of dark matter perturbations only start to become significant when the universe becomes matter dominated. Before decoupling, baryons are tightly coupled to the photons and their density fluctuations oscillate. These oscillation arise because of two opposed forces: gravity and radiation pressure. As gravity makes the perturbations collapse, the radiation pressure increases and causes the perturbation to re-expand. The pressure then drops, so that gravity wins the battle again and the process repeats, leading to sustained oscillations or "sound waves' in the primordial plasma. The frequency depends on wavelength of the fluctuations. At decoupling, modes with different wavelengths are captured at different phases, giving rise to a characteristic pattern in CMB. After decoupling, the baryons lose the pressure support of the photons and fall into the gravitational potential wells created by the dark matter. Eventually, stars and galaxies will form.
* * * We will begin, in Section 1, by defining the perturbations of metric and the energy-momentum tensor. We will show that the form of perturbations depends on the choice of coordinates (or the 'gauge choice"). We will derive the linearized evolution equations in Newtonian gauge and show that, on small scales, they reduce to the previous Newtonian equations.
In Section 6.2, will discuss the initial conditions of perturbations of superhorizon scales. We will introduce the concept of "adiabatic perturbation" and shoe that the "comoving curvature perturbation" 𝓡 is constant outside the horizon. Our task will be to determine how these initial fluctuations give rise to the observed correlations in the late universe (see Fig. 6.2). In Section 6.3, we determine the evolution of matter fluctuations and derive the late-time power spectrum. In Sectin 6.4, we slove for the dynamics of the tightly-coupled photon-baryon fluid before decoupling, and show how it is imprinted in the CMB anisotropies and the matter spectrum (see also Chapter 7).
All numerical computations here ere performed with the Bolitzmann code CLASS1-or the CAMB.2
6.1 Linear Perturbations
Conceptually perturbation theory is GR is the same as in Newtonian gravity. We write the metric and energy momentum tensor as3
(6.1) 𝑔𝜇𝜈(𝑡, 𝐱) = 𝑔̄𝜇𝜈 + 𝛿𝑔𝜇𝜈(𝑡, 𝐱), 𝛵𝜇𝜈(𝑡, 𝐱) = 𝛵̄𝜇𝜈 + 𝛿𝛵𝜇𝜈(𝑡, 𝐱),
and expand ∇𝜇𝛵𝜇𝜈 = 0 and 𝐺 = 8π𝐺𝛵𝜇𝜈 to linear order in perturbations. In practice two features make it more complicated than the Newtonian analysis. First, the algebra is much more involved. To address this challenge we will perform all algebraic manipulations very explicitly and a Mathematica notebook will be provided on the book's website which make us to perform the calculation without any effort. Second, on large scales, there is an ambiguity in what we call matter perturbations and what are metric perturbations-by change of coordinates we can transform on into other. This subtlety did not arise in the Newtonian treatment.
6.1.1 Metric Perturbations
We will take the background metric 𝑔̄𝜇𝜈 to be the flat FRW metric. The perturbed spacetime can be written as
(6.2) 𝑑𝑠2 = 𝑎(𝜂)[-(1 + 2𝛢)𝑑𝜂2 + 2𝛣𝑖𝑑𝑥𝑖𝑑𝜂 + (𝛿𝑖𝑗 + 2𝐸𝑖𝑗)𝑑𝑥𝑖𝑑𝑥𝑗],
where 𝛢, 𝛣𝑖 and 𝐸𝑖𝑗 are functions of space and (conformal) time. The factors of 2 are introduced for later convenience.
It will be extremely useful to perform a scalar-vector-Tensor(SVT) decomposition of the perturbations. We can split any 3-vector into the gradient of a scalar and a divergenceless vector
(6.3) 𝛣𝑖 = ∂𝑖𝛣 + 𝑩𝑖, ∂𝑖𝑩𝑖 = 0
In Fourier space, (6.3) becomes4 𝛣𝑖 = 𝑖𝑘̂𝛣 + 𝑩𝑖, where 𝐤̂ ≡ 𝐤/∣𝐤∣. The vector was split into a piece that is paralleled to 𝐤 and a piece orthogonal to it. Any rank-2 symmetric tensor can be written
(6.4) 𝐸𝑖𝑗 = 𝐶𝛿𝑖𝑗 + ∂⟨𝑖∂𝑗⟩𝐸 + ∂(𝑖𝑬𝑗) + 𝑬𝑖𝑗,
where 𝐶𝛿𝑖𝑗 + ∂⟨𝑖∂𝑗⟩𝐸 is scalar, ∂⟨𝑖𝑬𝑗⟩ is vector and 𝑬𝑖𝑗 is tensor.
(6.5) ∂⟨𝑖∂𝑗⟩𝐸 ≡ (∂𝑖∂𝑗 - 1/3 𝛿𝑖𝑗∇2)𝐸,
(6.6) ∂(𝑖𝑬𝑗) ≡ 1/2 (∂𝑖𝑬𝑗 + ∂𝑗𝑬𝑖).
The first term in (6,4) contains the trace of spatial perturbation, 𝐸𝑖𝑖 = 𝐶𝛿𝑖𝑖 = 3𝐶, while the remaining terms are traceless. As before the hatted quantities have vanishing divergence, ∂𝑖𝑬𝑖 = ∂𝑖𝑬𝑖𝑗 = 0, and so correspond to transverse vector and tensor perturbations. The tensor perturbations describe gravitational waves (see Section 6.5) and following Georgi's dictum5 they are denoted as 𝘩𝑖𝑗 ≡ 2𝑬𝑖𝑗. In Fourier space we write (6.5) as ∂⟨𝑖∂𝑗⟩𝐸 → -(𝑘̂𝑖𝑘̂𝑗 - 1/3 𝛿𝑖𝑗)𝐸 ≡ -𝑘̂⟨𝑖𝑘̂𝑗⟩𝐸.
The 10 degrees of freedom of metric was decomposed into 4+4+2 SVT degrees of freedom:
• scalars: 𝛢, 𝛣, 𝐶, 𝐸 • vectors: 𝑩𝑖, 𝑬𝑖 • tensors: 𝑬𝑖𝑗
What makes the SVT decomposition so powerful is the fact That the Einstein equation for scalars, vectors and tensors don't mix at linear order and can be treated separately. We will mostly be interested in scalar fluctuations and the associated density perturbations , and at linear order it is consistent to set vectors and tensors to zero. Vector perturbations aren't produced by inflation and even if they were, they would decay quickly with the expansion of the universe. Tensor perturbations are an important prediction of inflation and we will discuss them at various point.
Gauge problem
The metric perturbations in (6.2) aren't uniquely defined, bit depends on our choice of coordinate or the gauge choice. Making a different choice of coordinate can change the values of the perturbation variables. It may even "fictitious perturbations." that can arise from an inconvenient choice of coordinates even if the background is perfectly homogeneous.
Consider, for example, a homogeneous FRW spacetime and making the change of the spatial coordinates, 𝑥𝑖 ↦ 𝑥̂𝑖 = 𝑥𝑖 + 𝜉𝑖(𝜂, 𝐱). We assume that 𝜉𝑖 is small, so that it can also be treated as a perturbation. Using 𝑑𝑥𝑖 = 𝑑𝑥̂𝑖 - ∂𝜂𝜉𝑖𝑑𝜂 - ∂𝑘𝜉𝑖𝑑𝑥̂𝑘, the line element becomes
(6.7) 𝑑𝑠2 = 𝑎(𝜂)[-𝑑𝜂2 + 𝛿𝑖𝑗𝑑𝑥𝑖𝑑𝑥𝑗] = 𝑎(𝜂)[-𝑑𝜂2 - 2𝜉𝑖ʹ𝑑𝑥̂𝑖𝑑𝜂 + (𝛿𝑖𝑗 - 2∂(𝑖𝜉𝑗))𝑑𝑥̂𝑖𝑑𝑥̂𝑗],
where we dropped the quadratic terms in 𝜉𝑖 and defined 𝜉𝑖ʹ ≡ ∂𝜂𝜉𝑖. We apparently introduced the metric perturbations 𝛣𝑖 = -𝜉𝑖ʹ and 𝐸̂𝑖 = -𝜉𝑖. These are just fictitious gauge modes that can be removed by going back to the old coordinates.
As another example, consider a change in the time slicing, 𝜂 ↦ 𝜂̂ = 𝜂 + 𝜉0(𝜂, 𝐱). The homogeneous density of the universe then gets perturbed,
(6.8) 𝜌(𝜂) = 𝜌[𝜂̂ - 𝜉0(𝜂, 𝐱)] = 𝜌̄(𝜂̂) - 𝜌̄ʹ𝜉0.
A local change of the time coordinate can introduce a fictitious density perturbation 𝛿𝜌 = -𝜌̄ʹ𝜉0. Conversely, we can remove a real perturbation in the energy density by choosing hypersurface of constant time to coincide with that of constant energy density. We then have 𝛿𝜌 = 0 although there are real inhomogeneities. The fluctuations haven't disappear completely, but will manifest themselves as new perturbations in the metric.
So when the perturbations don't change under a change of coordinates, we can identify true perturbations more conveniently.
Coordinate transformations
Consider the following coordinate transformation
(6.9) 𝑥𝜇(𝑞) ↦ 𝑥̂𝜇(𝑞) ≡ 𝑥𝜇(𝑞) + 𝜉𝜇(𝑞), where 𝜉0 ≡ 𝛵, 𝜉𝑖 ≡ 𝐿𝑖 = ∂𝑖𝐿 + 𝑳𝑖.
The old and new coordinates are evaluated as the same physical point. 𝜉𝜇 can be treated as perturbation. 𝛵(𝜂, 𝐱) defines the hypersurfaces of constant time in the new coordinates, while 𝐿𝑖 determines the spatial coordinates there. We can split the spatial shift 𝐿𝑖 into a scalar 𝐿 and a divergenceless vector 𝑳𝑖.
Consider the transformation of a (Lorentz) scalar field 𝜙(𝜂, 𝐱) which may be the inflaton or the density of a fluid. Since we have only relabelled the coordinate, the value of the field at each point 𝑞 must be unchanged
(6.10) 𝜙(𝑥𝜇) = 𝜙̂(𝑥̂𝜇).
In terms of the background value of the field and its perturbation, we get
(6.11) 𝜙̄(𝜂) + 𝛿𝜙(𝑥𝜇) = 𝜙̄(𝜂̂) + 𝛿𝜙̂(𝑥̂𝜇) = 𝜙̄(𝜂 + 𝛵) + 𝛿𝜙̂(𝑥̂𝜇)
Doing Taylor expanding on the right-hand side, we find [Taylor expanding: 𝑓(𝛵 + 𝜂) = 𝑓(𝜂) + 𝛵𝑓ʹ(𝜂) + 1/2 𝛵2𝑓ʺ(𝜂) + ∙ ∙ ∙ ]
(6.12-4) 𝜙̄(𝜂) + 𝛿𝜙(𝑥𝜇) = 𝜙̄(𝜂) + 𝜙̄ʹ𝛵 + 𝛿𝜙̂(𝑥𝜇). ⇒ 𝛿𝜙̂(𝑥𝜇) = 𝛿𝜙(𝑥𝜇) - 𝜙̄ʹ𝛵(𝑥𝜇). ⇒ 𝛿𝜙̂ = 𝛿𝜙 - 𝜙̄ʹ𝛵.
Note that the both sides are evaluated at the same value 𝑥𝜇 which in general do not correspond to the same physical point and the perturbations only depends on the choice of temporal gauge.
To determine the transformation of the metric, we use the invariant spacetime interval:
(6.15) 𝑑𝑠2 = 𝑔𝜇𝜈(𝑥)𝑑𝑥𝜇𝑑𝑥𝜈 = 𝑔̂𝛼𝛽(𝑥̂)𝑑𝑥̂𝛼𝑑𝑥̂𝛽.
Writing 𝑑𝑥̂𝛼 = (∂𝑥̂𝛼/∂𝑥𝜇)𝑑𝑥𝜇 and similarly for 𝑑𝑥̂𝛽, we find
(6.16) 𝑔𝜇𝜈(𝑥) = ∂𝑥̂𝛼/∂𝑥𝜇 ∂𝑥̂𝛽/∂𝑥𝜈 𝑔̂𝛼𝛽(𝑥̂).
This relates the metric in the old coordinates 𝑔𝜇𝜈 to the new 𝑔̂𝛼𝛽. Given the transformation (6.9) we have in 2 × 2 matrix
(6.17) ∂𝑥̂𝛼/∂𝑥𝜇 = ⌈ ∂𝜂̂/∂𝜂 ∂𝜂̂/∂𝑥𝑗 ⌉ = ⌈ 1 + 𝛵ʹ ∂𝑖𝛵 ⌉
⌊ ∂𝑥̂𝑖/∂𝜂 ∂𝑥̂𝑖/∂𝑥𝑗⌋ ⌊ 𝐿𝑖ʹ 𝛿𝑖𝑗 + ∂𝑗𝐿𝑖 ⌋
where 𝛼 labels the rows and 𝜇 the columns. In terms of the SVT decomposition, (6.16) implies the followings for the transformation of the metric perturbations in (6.2).
(6.18-9) 𝛢 ↦ 𝛢˜ = 𝛢 - 𝛵ʹ - 𝓗𝛵, 𝛣 ↦ 𝛣˜ = 𝛣 + 𝛵 - 𝐿ʹ, 𝑩𝑖 ↦ 𝑩𝑖˜ = 𝑩𝑖 - 𝑳𝑖ʹ
(6.20-1) 𝐶 ↦ 𝐶˜ = 𝐶 - 𝓗𝛵 - 1/3 ∇2𝐿, 𝐸 ↦ 𝐸˜ = 𝐸 - 𝐿, 𝑬𝑖 ↦ 𝑬𝑖˜ = 𝑬𝑖 - 𝑳𝑖, 𝑬𝑖𝑗 ↦ 𝑬𝑖𝑗.
Example Consider 𝜇 = 𝜈 = 0 in (6.16):
(6.22) 𝑔00(𝑥) = ∂𝑥̂𝛼/∂𝜂 ∂𝑥̂𝛽/∂𝜂 𝑔̂𝛼𝛽(𝑥̂).
Consider 𝛼 = 0 and 𝛽 = 𝑖. The off-diagonal component of the metric 𝑔̂0𝑖 is proportional to 𝑩𝑖˜, so it's a first order perturbation. But ∂𝑥̂𝑖/∂𝜂 is second order and can be neglected. A similar argument holds for 𝛼 = 𝑖 and 𝛽 = 𝑗. So (6.22) reduces to
(6.23) 𝑔00(𝑥) = (∂𝜂̂/∂𝜂)2 = 𝑔̂00(𝑥̂).
Substituting (6.2), (6.9) and (6.17), we get
(6.24-5) 𝑎2(𝜂)(1 + 2𝛢) = (1 + 𝛵ʹ)2𝑎2(𝜂 + 𝛵)(1 + 2𝛢˜) = (1 + 2𝛵ʹ + ∙ ∙ ∙ )(𝑎(𝜂) + 𝑎ʹ𝛵 + ∙ ∙ ∙ )2(1 + 2𝛢˜)
= 𝑎2(𝜂)(1 + 2𝓗𝛵 + 2𝛵ʹ + 2𝛢˜ + ∙ ∙ ∙ ). ⇒ 𝛢 ↦ 𝛢˜ = 𝛢 - 𝛵ʹ - 𝓗𝛵. ▮
Exercise 6.1 Show that the other metric components transform as
(6.26) 𝛣𝑖 ↦ 𝛣𝑖˜ = 𝛣𝑖 + ∂𝑖𝛵 - 𝐿𝑖ʹ,
(6.27) 𝐸𝑖𝑗 ↦ 𝐸𝑖𝑗˜ = 𝐸𝑖𝑗 - 𝓗𝛵𝛿𝑖𝑗 - ∂(𝑖𝐿𝑗).
[Solution] The transformation of the 0𝑖-component of the metric is, [RE (6.2) (6.9) (6.16) (6.17)]
(a) 𝑔0𝑖(𝑥) = ∂𝑥̂𝛼/∂𝜂 ∂𝑥̂𝛽/∂𝑥𝑖 𝑔̂𝛼𝛽(𝑥̂) = ∂𝜂̂/∂𝜂 [∂𝜂̂/∂𝑥𝑖 𝑔̂00(𝑥̂) + ∂𝑥̂𝑗/∂𝑥𝑖 𝑔̂0𝑗(𝑥̂)] + ∂𝑥̂𝑗/∂𝜂 [∂𝜂̂/∂𝑥𝑖 𝑔̂𝑗0(𝑥̂) + ∂𝑥̂𝑘/∂𝑥𝑖 𝑔̂𝑗𝑘(𝑥̂)]
= (1 + 𝛵ʹ)[∂𝑖𝛵𝑔̂00(𝑥̂) + (𝛿𝑗𝑖 + ∂𝑗𝐿𝑖)𝑔̂0𝑗(𝑥̂)] + 𝐿𝑗ʹ[∂𝑖𝛵𝑔̂𝑗0(𝑥̂) + (𝛿𝑘𝑖 + ∂𝑖𝐿𝑘)𝑔̂𝑗𝑘(𝑥̂)] = 𝑔̂0𝑖(𝑥̂) + ∂𝑖𝛵𝑔̂00(𝑥̂) + 𝐿𝑖ʹ𝑔̂𝑖𝑗(𝑥̂) + 𝑂(2).
Substituting the perturbed metric components on both sides, we get [𝑔0𝑖(𝑥) = 𝛣𝑖, 𝑔̂0𝑖(𝑥̂) = 𝛣˜𝑖, 𝑔̂00 = -1, 𝑔̂𝑖𝑗 = 1]
(b) 𝛣𝑖 = 𝛣˜𝑖 - ∂𝑖𝛵 + 𝐿𝑖ʹ ⇒ 𝛣𝑖 ↦ 𝛣𝑖˜ = 𝛣𝑖 + ∂𝑖𝛵 - 𝐿𝑖ʹ ⇒ 𝛣 ↦ 𝛣˜ = 𝛣 + 𝛵 - 𝐿ʹ, 𝑩𝑖 ↦ 𝑩˜𝑖 = 𝑩𝑖 - 𝑳𝑖. ▮
The transformation of 𝑖𝑗-component of metric is
(c) 𝑔𝑖𝑗(𝑥) = ∂𝑥̂𝑘/∂𝑥𝑖 ∂𝑥̂𝑙/∂𝑥𝑗 𝑔̂𝑘𝑙(𝑥̂) = ∂𝑥̂𝛼/∂𝑥𝑖 ∂𝑥̂𝛽/∂𝑥𝑗 𝑔̂𝛼𝛽(𝑥̂) + 𝑂(2) = (𝛿𝑘𝑖 + ∂𝑖𝐿𝑘)(𝛿𝑖𝑗 + ∂𝑗𝐿𝑙) 𝑔̂𝑘𝑙(𝑥̂) = 𝑔̂𝑖𝑗(𝑥̂) + ∂𝑖𝐿𝑘𝑔̂𝑘𝑗(𝑥̂) + ∂𝑗𝐿𝑙𝑔̂𝑖𝑙(𝑥̂).
Substituting the perturbed metric component on both sides, we get [RE (6.2)(6.9) (6.11-2)(c)]
(d) 𝑎2(𝛿𝑖𝑗 + 2𝐸𝑖𝑗) = 𝑎2(𝜂 + 𝛵)(𝛿𝑖𝑗 + 2𝐸˜𝑖𝑗) + 𝑎(𝜂)(∂𝑖𝐿𝑘𝛿𝑘𝑗 + ∂𝑗𝐿𝑙𝛿𝑖𝑙) = 𝑎2(1 + 2𝑎ʹ/𝑎𝛵)(𝛿𝑖𝑗 + 2𝐸˜𝑖𝑗) + 2𝑎2∂(𝑖𝐿𝑗) =
= 𝑎2(𝛿𝑖𝑗 + 2𝐸˜𝑖𝑗) + 2𝑎2𝓗𝛵𝛿𝑖𝑗 + 2𝑎2∂(𝑖𝐿𝑗) + 𝑂(2). ⇒ 𝐸𝑖𝑗 ↦ 𝐸˜𝑖𝑗 = 𝐸𝑖𝑗 - 𝓗𝛵𝛿𝑖𝑗 - ∂(𝑖𝐿𝑗). ▮
In terms of the SVT decomposition of 𝐸𝑖𝑗, this implies [RE (6.4-6)]
(e) 𝐶 ↦ 𝐶˜ = 𝐶 - 𝓗𝛵 - 1/3 ∇2𝐿, 𝐸 ↦ 𝐸˜ = 𝛣 + 𝛵 - 𝐿ʹ, 𝑬𝑖 ↦ 𝑬˜𝑖 = 𝑬𝑖 - 𝑳𝑖, 𝑬𝑖𝑗 ↦ 𝑬𝑖𝑗. ▮
Gauge-invariant variables
One way to avoid the gauge problem is define special combinations of the metric perturbation that do not transform under a change of coordinates. These are so-called Bardeen variables [1]
(6.28) 𝛹 ≡ 𝛢 + 𝓗(𝛣 - 𝐸ʹ) + (𝛣 - 𝐸ʹ)ʹ, 𝜱𝑖 ≡ 𝑩𝑖 - 𝑬𝑖ʹ, 𝑬𝑖𝑗, 𝛷 ≡ -𝐶 + 1/3 ∇2𝐸 - 𝓗(𝛣 - 𝐸ʹ).
These gauge-invariant variables are the 'real' spacetime perturbations since they cannot be removed by a gauge transformation.
Exercise 6.2 Show that 𝛹, 𝛷 and 𝜱𝑖 are gauge invariant. Explain why the tensor perturbation 𝐸̂𝑖𝑗 is gauge invariant at linear order.
[Solution] Under a coordinate transformation, scalar metric perturbation change [RE (6.18-21)]
(a) 𝛹 ≡ 𝛢 + 𝓗(𝛣 - 𝐸ʹ) + (𝛣 - 𝐸ʹ)ʹ ↦ 𝛢 - 𝛵ʹ - 𝓗𝛵 + 𝓗[(𝛣 + 𝛵 - 𝐿ʹ) - (𝐸ʹ - 𝐿ʹ)] + (𝛣 + 𝛵 - 𝐸ʹ)ʹ = 𝛢 + 𝓗(𝛣 - 𝐸ʹ) + (𝛣 - 𝐸ʹ)ʹ = 𝛹.
(b) 𝛷 ≡ -𝐶 + 1/3 ∇2𝐸 - 𝓗(𝛣 - 𝐸ʹ) ↦ -𝐶 + 𝓗𝛵 + 1/3 ∇2𝐿 + 1/3 ∇2(𝐸 - 𝐿) - 𝓗(𝛣 + 𝛵 - 𝐸ʹ) = -𝐶 + 1/3 ∇2𝐸 - 𝓗(𝛣 - 𝐸ʹ) = 𝛷.
(c) 𝜱𝑖 ≡ 𝑩𝑖 - 𝑬𝑖ʹ ↦ (𝑩𝑖 - 𝑳𝑖) - 𝑬𝑖 - 𝑳𝑖 = 𝑩𝑖 - 𝑬𝑖ʹ = 𝜱𝑖.
Because the gauge transform only involves two scalar modes and one vector mode, tensor mode doen't transform at linear order. A tensor mode in the gauge transform would only arise at second order. ▮
Gauge fixing
An alternative solution to gauge problem is to fix the gauge and keep track of all perturbations in both the metric and the matter. A convenient choice of gauge often simplify the analysis. The following are popular gauge:
• Newtonian gauge We can use the freedom in function 𝛵 and 𝐿 in (6.9) to set two of four scalar metric perturbations to zero. The Newtonian gauge is defined by the choice and so (6.2) becomes
(6.29-30) 𝛣 = 𝐸 = 0, ⇒ 𝑑𝑠2 = 𝑎(𝜂)[-(1 + 2𝛹)𝑑𝜂2 + (1 - 2𝛷)𝛿𝑖𝑗𝑑𝑥𝑖𝑑𝑥𝑗],
where 𝛢 ≡ 𝛹 and 𝐶 ≡ -𝛷 to make contact with the Bardeen potential in (6.28). In this metric hypersurfaces of constant time are orthogonal to the worldlines of observers at rest (since 𝛣 = 0) and the induced geometry is isotropic (since 𝐸 = 0). Notice that the similarity to the usual weak-field limit of GR (Appendix A) with 𝛹 as the gravitational potential. Newtonian gauge will be our preferred one for structure formation.
• Spatially flat gauge This is a convenient gauge for computing inflationary perturbations, by inflaton field 𝛿𝜙 (see Chapter 8), with
(6.31) 𝐶 = 𝐸 = 0,
• Synchronous gauge It is a historically important gauge introduced by Lifshitz in his pioneering work on perturbation [4] -, with
(6.32) 𝛢 = 𝛣 = 0.
But this gauge still contain spurious gauge of freedom. These mode caused some confusion in the early history of cosmological perturbation theory and indeed were the motivation for Bardeen's gauge-invariant approach [1].
6.1.2 Matter Perturbations
We consider perturbations of the energy-momentum tensor.
(6.33) 𝛵00 ≡ -(𝜌̄ + 𝛿𝜌), 𝛵0𝑖 ≡ (𝜌̄ + 𝑃̄)𝑣𝑖, 𝛵𝑖𝑗 ≡ (𝑃̄ + 𝛿𝑃)𝛿𝑖𝑗 + 𝛱𝑖𝑗, 𝛱𝑖𝑖 ≡ 0,
where 𝑣𝑖 is the bulk velocity and 𝛱𝑖𝑖 is the anisotropic stress. Note that 𝛵0𝑖 and 𝛵𝑖0 differ by sign. This is necessary in order for 𝛵0𝑖 = 𝛵𝑖0 to hold. We will write the momentum density as 𝑞𝑖 ≡ (𝜌̄ + 𝑃̄)𝑣𝑖. If there are several contributions to the energy-momentum tensor (e.g. photons,, baryon, dark matter etc.), they are added 𝛵𝜇𝜈 = ∑𝑎𝛵𝜇𝜈 (𝑎), so that
(6.34) 𝛿𝜌 = ∑𝑎𝛿𝜌𝑎, 𝛿𝑃 = ∑𝑎𝛿𝑃𝑎, 𝑞𝑖 = ∑𝑎𝑞𝑖(𝑎), 𝛱𝑖𝑗 = ∑𝑎𝑖𝑗(𝑎).
Note that only the velocities do not add, but momentum densities do.
Exercise 6.3 Given 𝑈̄𝜇 = 𝑎-1(1, 0, 0, 0) and 𝑔𝜇𝜈𝑈𝜇𝑈𝜈 = -1, show that the perturbed 4-velocity must take the form
(6.35-6) 𝑈𝜇 = 𝑎-1(1- 𝛢, 𝑣𝑖), 𝑈𝜇 = 𝑎-1[-(1 + 𝛢), 𝑣𝑖 + 𝛣𝑖],
where 𝛢 and 𝛣𝑖 are defined in (6.2) and 𝑣𝑖 is the bulk velocity. Substituting these results into the perturbed energy-momentum tensor of a fluid,
(6.37) 𝛿𝛵𝜇𝜈 = (𝛿𝜌 + 𝛿𝛲)𝑈̄𝜇𝑈̄𝜈 + (𝜌̄ + 𝑃̄)(𝛿𝑈̄𝜇𝑈̄𝜈 + 𝑈̄𝜇𝛿𝑈̄𝜈) + 𝛿𝛲𝛿𝜇𝜈 + 𝛱𝜇𝜈,
with 𝑈𝜇𝛱𝜇𝜈 = 0, show that this leads to the same result as in (6.33). Show also that 𝛵0𝑖 = (𝜌̄ + 𝑃̄)(𝑣𝑖 + 𝛣𝑖).
[Solution] From 𝑔𝜇𝜈𝑈𝜇𝑈𝜈 = 𝑈𝜈𝑈𝜈 = -1, so we have 𝑈̄𝜇 = 𝑎(-1, 0, 0, 0).
(a) -1 = 𝑔𝜇𝜈𝑈𝜇𝑈𝜈 = 𝑔̄𝜇𝜈𝑈̄𝜇𝑈̄𝜈 + 𝛿𝑔𝜇𝜈𝑈̄𝜇𝑈̄𝜈 + 2𝑔̄𝜇𝜈𝑈̄𝜇𝛿𝑈𝜈 + 𝑂(2) = -1 + 𝑎-2𝛿𝑔00 + 2𝑎-1𝑔̄00𝛿𝑈0 ⇒ 𝛿𝑈0 = -1/2 𝑎-1 𝛿𝑔00/𝑔̄00 = -𝑎-1𝛢.
Since 𝛿𝑈𝑖 is unconstrained, so we define 𝛿𝑈𝑖 ≡ 𝑎-1𝑣𝑖. The perturbed 4-velocity is
(b) 𝑈̄𝜇 = 𝑎-1(1 - 𝛢, 𝑣𝑖).
(c) 𝑈̄𝜇 = 𝑔𝜇𝜈𝑈𝜈 = 𝑔̄𝜇𝜈𝑈̄𝜈 + 𝛿𝑔𝜇𝜈𝑈̄𝜈 + 𝑔̄𝜇𝜈𝛿𝑈𝜈 + 𝑂(2) = 𝑎-1𝑔̄𝜇0 + 𝑎-1𝛿𝑔𝜇0 - 𝑎-1𝑔̄𝜇0𝛢 + 𝑎-1𝑔̄𝜇𝑗𝑣𝑗 = -𝑎𝛿𝜇0 - 2𝑎𝛢𝛿𝜇0 + 𝑎𝛢𝛿𝜇0 + 𝑎𝛣𝑖𝛿𝜇𝑖 + 𝑎𝑣𝑖𝛿𝜇𝑖
(d) 𝑈̄0 = -𝑎(1 + 𝛢), 𝑈̄𝑖 = 𝑎(𝛣𝑖 + 𝑣𝑖), 𝑈̄𝜇 = 𝑎[-(1 + 𝛢), 𝑣𝑖 + 𝛣𝑖].
(e) 𝛿𝛵00 = -(𝛿𝜌 + 𝛿𝛲) + (𝜌̄ + 𝑃̄)(𝛢 - 𝛢) + 𝛿𝛲 + 0 = -𝛿𝜌, 𝛿𝛵𝑖0 = 0 + (𝜌̄ + 𝑃̄)(𝛿𝑈̄𝑖𝑈̄0 + 0) + 0 + 0 = -(𝜌̄ + 𝑃̄)𝑣𝑖,
𝛿𝛵0𝑖 = 0 + (𝜌̄ + 𝑃̄)(0 + 𝑈̄0𝛿𝑈̄𝑖) + 0 + 0 = (𝜌̄ + 𝑃̄)(𝑣𝑖 + 𝛣𝑖), 𝛿𝛵𝑖𝑗 = 0 + (𝜌̄ + 𝑃̄)(0 + 0) + 𝛿𝛲𝛿𝑖𝑗 + 𝛱𝑖𝑗 = 𝛿𝛲𝛿𝑖𝑗 + 𝛱𝑖𝑗, ▮
As for the metric, we apply a SVT decomposition here: 𝛿𝜌 and 𝛿𝑃 have scalar part only, while 𝑣𝑖 and 𝑞𝑖 have scalar and vector parts,
(6.38) 𝑣𝑖 = ∂𝑖𝑣 + 𝐯𝑖, 𝑞𝑖 = ∂𝑖𝑞 + 𝐪𝑖.
The scalar part of the velocity is sometimes written in terms of the velocity divergence, 𝜃 ≡ ∂𝑖𝑣𝑖 = ∇2𝑣.[verification needed] The anisotropic stress 𝛱𝑖𝑗 has
(6.39) 𝛱𝑖𝑗 = ∂⟨𝑖∂𝑗⟩𝛱 + ∂(𝑖𝜫𝑗) + 𝜫𝑖𝑗.
Sometimes it is useful to work with the rescaled anisotropic stress [2], 𝜎 ≡ 2/3 (𝜌̄ + 𝑃̄)-1𝛱. Finally it also convenient to use the density contrast, 𝛿 ≡ 𝛿𝜌/𝜌. Perturbation theory applies when 𝛿 < 1.
Coordinate transformations
Under a coordinate transformation, 𝑥𝜇 ↦ 𝑥̂𝜇, the tensor 𝛵𝜇𝜈 transform as
(6.40) 𝛵𝜇𝜈(𝑥) = ∂𝑥𝜇/∂𝑥̂𝛼 ∂𝑥̂𝛽/∂𝑥𝜈 𝛵˜𝛼𝛽(𝑥̂).
The origin of the transformation law is explained in Section A.3.3. To evaluate it we require ∂𝑥𝜇/∂𝑥̂𝛼 which is the inverse matrix of ∂𝑥̂𝛼/∂𝑥𝜇 since
(6.41) ∂𝑥𝜇/∂𝑥̂𝛼 ∂𝑥̂𝛼/∂𝑥𝜈 = 𝛿𝜇𝜈.
For the transformation in (6.9) the matrix ∂𝑥̂𝛼/∂𝑥𝜇 was given by (6.17):
(6.42) ∂𝑥̂𝛼/∂𝑥𝜇 = ⌈ ∂𝜂̂/∂𝜂 ∂𝜂̂/∂𝑥𝑗 ⌉ = ⌈ 1 + 𝛵ʹ ∂𝑖𝛵 ⌉
⌊ ∂𝑥̂𝑖/∂𝜂 ∂𝑥̂𝑖/∂𝑥𝑗⌋ ⌊ 𝐿𝑖ʹ 𝛿𝑖𝑗 + ∂𝑗𝐿𝑖 ⌋
To determine the corresponding matrix, we make use of the fact that the inverse of a matrix of the form 𝟏 + 𝜀, where 𝟏 is the identity and 𝜀 is a small perturbation, is 𝟏 - 𝜀 to first order in 𝜀. It follows that
(6.43) ∂𝑥𝜇/∂𝑥̂𝛼 = ⌈ ∂𝜂/∂𝜂̂ ∂𝜂/∂𝑥̂𝑗 ⌉ = ⌈ 1 - 𝛵ʹ -∂𝑖𝛵 ⌉
⌊ ∂𝑥𝑖/∂𝜂 ∂𝑥𝑖/∂𝑥̂𝑗⌋ ⌊ -𝐿𝑖ʹ 𝛿𝑖𝑗 - ∂𝑗𝐿𝑖 ⌋
Substituting these result into (6.40), we can determine how the perturbation of the energy-momentum tensor transform.
(6.44-48) 𝛿𝜌 ↦ 𝛿𝜌 - 𝜌̄𝛵, 𝛿𝑃 ↦ 𝛿𝑃 - 𝑃̄𝛵, 𝑞𝑖 ↦ (𝜌̄ + 𝑃̄)𝐿𝑖ʹ, 𝑣𝑖 ↦ 𝑣𝑖 + 𝐿𝑖ʹ, 𝛱𝑖𝑗 ↦ 𝛱𝑖𝑗.
Note that the density and pressure perturbations transform in the same way as the scalar fields in (6.14), since 𝛿𝜌 and 𝛿𝑃 are both Lorentz scalars
Example Applying (6.40) to the temporal component of the energy-momentum tensor, we get
(6.49) 𝛵00(𝑥) = ∂𝜂/∂𝑥̂𝛼 ∂𝑥̂𝛽/∂𝜂 𝛵˜𝛼𝛽(𝑥̂) = ∂𝜂/∂𝜂̂ ∂𝜂̂/∂𝜂 𝛵˜00(𝑥̂) + 𝛰(2).
Substituting 𝛵00(𝑥) = -(𝜌̄ + 𝛿𝜌) on both sides, we get
(6.50) 𝜌̄ + 𝛿𝜌 = (1 - 𝛵ʹ)(1 + 𝛵ʹ)[𝜌̄(𝜂 + 𝛵) + 𝛿𝜌̄(𝑥)] = 𝜌̄(𝜂) + 𝜌̄ʹ𝛵 + 𝛿𝜌̄(𝑥) + 𝛰(2).
Solving this for 𝛿𝜌̄ gives
(6.51) 𝛿𝜌̄ = 𝛿𝜌 - 𝜌̄ʹ𝛵,
which agrees with the result in (6.44).
Exercise 6.4 Derive (6.45)-(6.48)
[Solution] Applying (6.40) to the 𝑖𝑗-components, we get for the first term
(a) 𝛵𝑖𝑗(𝑥) = ∂𝑥𝑖/∂𝑥̂𝛼 ∂𝑥̂𝛽/∂𝑥𝑗 𝛵˜𝛼𝛽(𝑥̂) = ∂𝑥𝑖/∂𝑥̂𝑘 ∂𝑥̂𝑙/∂𝑥𝑗 𝛵˜𝑘𝑙(𝑥̂) = (𝛿𝑖𝑘 - ∂𝑘𝐿𝑖)(𝛿𝑘𝑗 + ∂𝑗𝐿𝑘) 𝛵˜𝑘𝑙(𝑥̂),
Substituting 𝛵𝑖𝑗 = -(𝑃̄ + 𝛿𝑃̄)𝑖𝑗 on both sides, we get
(b) (𝑃̄ + 𝛿𝑃)𝛿𝑖𝑗 = (𝛿𝑖𝑘 - ∂𝑘𝐿𝑖)(𝛿𝑘𝑗 + ∂𝑗𝐿𝑘)[𝑃̄(𝜂 + 𝛵) + 𝛿𝑃̄]𝛿𝑘𝑙 = [𝑃̄(𝜂) +𝑃̄ʹ𝛵 + 𝛿𝑃̄]𝛿𝑖𝑗 + 𝛰(2). ⇒
(c) 𝛿𝑃 ↦ 𝛿𝑃 - 𝑃̄ʹ𝛵.
Applying (6.40) to the 𝑖𝑗-components, we get for the second term
(d) 𝛵𝑖𝑗(𝑥) = 𝛱𝑖𝑗 ⇒ 𝛱𝑖𝑗 = (𝛿𝑖𝑘 - ∂𝑘𝐿𝑖)(𝛿𝑘𝑗 + ∂𝑗𝐿𝑘) 𝛱̂𝑘𝑙 = 𝛱𝑖𝑗 + 𝛰(2), 𝛱𝑖𝑗 ↦ 𝛱𝑖𝑗.
Applying (6.40) to the 𝑖0-components, we get
(e) 𝛵𝑖0(𝑥) = ∂𝑥𝑖/∂𝑥̂𝛼 ∂𝑥̂𝛽/∂𝑥0 𝛵˜𝛼𝛽(𝑥̂) = ∂𝑥𝑖/∂𝜂̂ (∂𝜂̂/∂𝜂 𝛵˜00 + ∂𝑥̂𝑘/∂𝜂 𝛵˜0𝑘) + ∂𝑥𝑖/∂𝑥̂𝑗 (∂𝜂̂/∂𝜂 𝛵˜𝑗0 + ∂𝑥̂𝑘/∂𝜂 𝛵˜𝑗𝑘)
= (1 - 𝛵)[(1 + 𝛵)𝛵˜00 + 𝐿𝑘ʹ 𝛵˜0𝑘] + (𝛿𝑖𝑗 - ∂𝑗𝐿𝑖)[(1 + 𝛵)𝛵˜𝑗0 + 𝐿𝑘ʹ𝛵˜𝑗𝑘] = -𝐿𝑖ʹ𝛵˜00 + 𝛵˜𝑖0 + 𝐿𝑗ʹ𝛵˜𝑗𝑗 + 𝛰(2)
= 𝐿𝑖ʹ𝜌̄ + 𝛵˜𝑖 0 + 𝐿𝑖ʹ𝑃̄ + 𝛰(2) = 𝛵˜𝑖 0 + (𝜌̄ + 𝑃̄)𝐿𝑖ʹ
Since 𝛵˜𝑖 0 = -𝑞̂𝑖 and 𝑞𝑖 = (𝜌̄ + 𝑃̄)𝑣𝑖,
(f) 𝑞𝑖 ↦ 𝑞𝑖 + (𝜌̄ + 𝑃̄)𝐿𝑖ʹ, 𝑣𝑖 ↦ 𝑣𝑖 + 𝐿𝑖ʹ. ▮
Gauge-invariant variables
We can define specific combinations of variables for which these transforms cancel. There are various gauge-invariant quantities that can be formed from the metric and matter variables.
• One useful combination is
(6.52) 𝜌̄∆ ≡ 𝛿𝜌 + 𝜌̄ʹ(𝑣 + 𝛣).
The quantity ∆ is called the comoving density contrast because it reduces to the density contrast in comving guage, 𝑣 = 𝛣 = 0. In terms of the comoving density contrast the relativistic generalization of Poisson equation takes the same form as in the Newtonian approximation
(6.53) ∇2𝛷 = 4π𝐺𝑎2 𝜌̄∆,
with 𝛷 is the Bardeen potential defined in (6.28).
• Two additional important gauge-invariant quantities are
(6.54-5) 𝛇 = -𝐶 + 1/3 ∇2𝐸 + 𝓗 𝛿𝜌/𝜌̄ʹ, 𝓡 = -𝐶 + 1/3 ∇2𝐸 - 𝓗(𝑣 + 𝛣).
These are called curvature perturbations because they reduce to the intrinsic curvature of spatial slices in uniform density and comoving gauge respectively.
Exercise 6.5 Consider the induced metric on surfaces of constant time
(6.56) 𝛾𝑖𝑗 = 𝑎2[(1 + 2𝐶)𝛿𝑖𝑗 + 2𝐸𝑖𝑗].
Show that the intrinsic curvature on the spatial slice is
(6.57) 𝑎2𝑅(3)[𝛾𝑖𝑗] = -4∇2𝐶 + 2∂𝑖∂𝑗𝐸𝑖𝑗 = 4∇2(-𝐶 + 1/3 ∇2𝐸).
This explains why -𝐶 + 1/3 ∇2𝐸 is called the "curvature perturbation."
[Solution] To get Ricci scalar of the spatial slice, 𝑅(3) we must find Christoffel symbol
(a) 𝛤𝑖𝑗𝑘 = 1/2 𝛾𝑖𝑙(∂𝑗𝛾𝑘𝑙 + ∂𝑘𝛾𝑗𝑙 - ∂𝑙𝛾𝑗𝑘),
Since at zeroth order 𝛾𝑖𝑗 = 𝑎-2𝛿𝑖𝑗 and we find the spatial derivatives
(b) 𝛤𝑖𝑗𝑘 = 𝛿𝑖𝑙∂𝑗(𝐶𝛿𝑘𝑙 + 𝐸𝑘𝑙) + 𝛿𝑖𝑙∂𝑘(𝐶𝛿𝑗𝑙 + 𝐸𝑗𝑙) - 𝛿𝑖𝑙∂𝑙(𝐶𝛿𝑗𝑘 + 𝐸𝑗𝑘) = (2𝛿𝑖(𝑗∂𝑘)𝐶 - 𝛿𝑗𝑘∂𝑖𝐶) + (2∂(𝑗𝐸𝑘))𝑖 - ∂𝑖𝐸𝑗𝑘).
(c) 𝑅(3) = 𝛾𝑖𝑘𝑅𝑖𝑘 = 𝛾𝑖𝑘(∂𝑙𝛤𝑙𝑖𝑘 - ∂𝑘𝛤𝑙𝑖𝑙 + 𝛤𝑙𝑖𝑘𝛤𝑚𝑙𝑚 - 𝛤𝑚𝑖𝑙𝛤𝑙𝑘𝑚),
This reduces to at first order
(d) 𝑎2𝑅(3) = 𝛿𝑖𝑘∂𝑙𝛤𝑙𝑖𝑘 - 𝛿𝑖𝑘∂𝑘𝛤𝑙𝑖𝑙.
(f) 𝛿𝑖𝑘∂𝑙𝛤𝑙𝑖𝑘 = 𝛿𝑖𝑘∂𝑙(2𝛿𝑖(𝑗∂𝑘)𝐶 - 𝛿𝑗𝑘∂𝑖𝐶) + 𝛿𝑖𝑘∂𝑙(2∂(𝑗𝐸𝑘))𝑖 - ∂𝑖𝐸𝑗𝑘) = -∇2𝐶 + 2∂𝑙∂𝑘𝐸𝑘𝑙
(g) 𝛿𝑖𝑘∂𝑘𝛤𝑙𝑖𝑙 = 3∇2𝐶
(h) 𝑎2𝑅(3) = -∇2𝐶 + 2∂𝑖∂𝑗𝐸𝑖𝑗 - 3∇2𝐶 = -4∇2𝐶 + 2∂𝑖∂𝑗𝐸𝑖𝑗.
Since only scalar perturbations contribute to ∂𝑖∂𝑗𝐸𝑖𝑗, [RE (6.4)] we get
(i) ∂𝑖∂𝑗𝐸𝑖𝑗 = ∂𝑖∂𝑗(∂𝑖∂𝑗𝐸 -1/3 𝛿𝑖𝑗∇2𝐸) = 2/3 ∇4𝐸.
Hence, we get
(j) 𝑎2𝑅(3) = 4∇2(-𝐶 + 1/3 ∇2𝐸). ▮
The three gauge-invariant perturbations ∆, 𝜁 and 𝘙 have the following relation
(6.58) 𝛇 = 𝓡 - 𝓗/𝜌̄ʹ 𝜌̄∆.
We see from the Poisson equation (6.53) that the comoving densiy contrast vanishes on superhorizon scales, so that the two curvature perturbations becomes equal
(6.59) 𝛇 →(𝑘 ≪ 𝓗)→ 𝓡.
On large scales we can therefore treat 𝜁 and 𝚁 interchangably. Since the curvature perturbations are constant on superhorizon scales if the matter perturbations are "adiabatic" (see Section 6.2.2), 𝛇 or 𝓡 is nice to describe the initial conditions.
More gauges
Above we used our gauge freedom to set the two of the metric perturbations to zero. Alternatively, we can also define the gauge in the matter sector:
• Uniform density gauge [Constant density gauge] We can use the freedom in the time slicing to set the total density perturbation to zero.
(6.60) 𝛿𝜌 = 0. [in summary: 𝛿𝜌 = 𝛣 = 0.]
The main scalar perturbation here is the curvature perturbation, 𝛿𝑔𝑖𝑗 = 𝑎2(1 - 2𝛇)𝛿𝑖𝑗.
• Comoving gauge Similarly, we can ask for the scalar momentum density to vanish,
(6.61) 𝑞 = 0. [in summary: 𝑣 = 𝛣 = 0.]
The main scalar perturbation here is the curvature perturbation, 𝛿𝑔𝑖𝑗 = 𝑎2(1 - 2𝓡)𝛿𝑖𝑗. This is another convenient gauge for the computation of the inflationary quantum fluctuations [5].
There are different versions of uniform density and comoving gauge depending on which of the metric fluctuation is set to zero.
6.1.3 Conservation Equations
Our next task is to derive the evaluation for the perturbations The evolution of the metric is governed by the Einstein equation 𝐺𝜇𝜈 = 8π𝐺 𝛵𝜇𝜈, while the evolution of the matter perturbations follows from the conservation of the energy-momentum tensor, ∇𝜇𝛵𝜇𝜈 = 0. Expanding these equations to linear order in the perturbations will gives us the linearized equations of the motion for the matter and metric perturbations.
It will be convenient to use the Newtonian gauge where metric is
(6.62) 𝑔𝜇𝜈 = diag[-𝑎2(1 + 2𝛹), 𝑎2(1 - 2𝛷)𝛿̇𝑖𝑗].
We will derive the equation of motion for the matter perturbations by linearizing ∇𝜇𝛵𝜇𝜈 = 0. Note that if there is no energy and momentum tranasfer between the different components, then the species are separately conserved and we have ∇𝜇𝛵𝑎𝜇𝜈 = 0 with all species separately. So we have
(6.63) ∇𝜇𝛵𝜇𝜈 = 0 = ∂𝜇𝛵𝜇𝜈 + 𝛤𝜇𝜇𝛼𝛵𝛼𝜈 - 𝛤𝛼𝜇𝜈𝛵𝜇𝛼.
To evaluate this, we need the purturbated connection coefficients. Using the metric metric (6.62), it is a straightforward exercise to shoe that
(6.64-66) 𝛤000 = 𝓗 + 𝛹ʹ, 𝛤0𝑖0 = ∂𝑖𝛹, 𝛤𝑖00 = ∂𝑖𝛹,
(6.67-69) 𝛤0𝑖𝑗 = 𝓗𝛿̇𝑖𝑗 - [𝛷ʹ + 2𝓗(𝛷 + 𝛹)]𝛿̇𝑖𝑗, 𝛤𝑖𝑗0 = (𝓗 - 𝛷ʹ)𝛿̇𝑖𝑗, 𝛤𝑖𝑗𝑘 = 2𝛿̇𝑖(𝑗∂𝑘)𝛷 + 𝛿̇𝑗𝑘∂𝑖𝛷.
Example Recall the general expression expression for the connection coefficients
(6.70) 𝛤𝛼𝛽𝛾 = 1/2 𝑔𝛼𝜌(∂𝛽𝑔𝜌𝛾 + ∂𝛾𝑔𝛽𝜌 - ∂𝜌𝑔𝛽𝛾).
To evaluate this, we need the inverse of the metric (6.62)
(6.71) 𝑔𝜇𝜈 = diag[-𝑎-2(1 - 2𝛷), 𝑎-2(1 + 2𝛹)𝛿̇𝑖𝑗].
where we have used that to linear order (1 + 2𝛹)-1 ≈ (1 - 2𝛹). Applying this to 𝛤000, we then have
(6.72) 𝛤000 = 1/2 𝑔0𝜌(∂0𝑔𝜌0 + ∂0𝑔0𝜌 - ∂𝜌𝑔00) = 1/2 𝑔00(∂0𝑔00 + ∂0𝑔00 - ∂𝜌𝑔00) = 1/2 𝑔00∂0𝑔00
= 1/2 𝑎-2(1 - 2𝛹)∂0[𝑎2(1 + 2𝛹)] = 𝑎-2[𝑎𝑎ʹ(1 + 2𝛹) + 𝑎2𝛹ʹ] ≈ 𝓗 + 𝛹ʹ. ▮
Exercise 6.6 Derive (6.65)-(6.69).
Substituting the perturbed connection efficient into (6.63), we can derive the linearized evolution equations for the matter perturbations. The algebra is a bit involved and the results are summarized below.
• Continuity equation Setting 𝜈 = 0 in (6.63), we find
(6.73) 𝛿𝜌̄ʹ = -3𝓗(𝛿𝜌 + 𝛿𝑃) - ∂𝑖𝑞𝑖 + 3𝛷ʹ(𝜌̄ + 𝑃̄),
which describe the evolution of the density perturbation. On the right-hand side the first term is the dilution due to the background expansion, the second term accounts for the local fluid flow, and the last term is a purely relativistic effect corresponding to the density changes caused by perturbations to the local expansion rate. This arises because we can think of (1 - 𝛷)𝑎 is the "local scale factor" in the spatial part of the metric in Newtonian gauge. The first and last terms are therefore related. Substituting 𝛿𝜌 = 𝜌̄𝛿 and 𝑞𝑖 = (𝜌̄ + 𝑃̄)𝑣𝑖 into (6.73), we get evolution equation for the density contrast
(6.74) 𝛿ʹ = -(1 + 𝑃̄/𝜌̄)(𝛁 ⋅ 𝐯 - 3𝛷ʹ) - 3𝓗(𝛿𝑃/𝛿𝜌 - 𝑃̄/𝜌̄)𝛿 .
In the limit of 𝑃 ≪ 𝜌, we recover the Newtonian equation (5.138), written conformal time, 𝛿ʹ = -𝛁 ⋅ 𝐯 + 3𝛷ʹ, but with a relativistic correction coming from the perturbed expansion rate. This correction is small on sub-Hubble scales and we reproduce the Newtonian limit.
• Euler equation Setting 𝜈 = 𝑖 in (6.63), we get
(6.75) 𝑞𝑖ʹ = -4𝓗𝑞𝑖 - (𝜌̄ + 𝑃̄)∂𝑖𝛿𝑃 - ∂𝑗𝜫𝑖𝑗,
which is the relativistic version of the Euler equation.The first term on the right-hand side enforces the expected scaling of the momentum density, 𝑞 ∝ 𝑎-4. The remaining terms are force terms due to gravity, pressure and anisotropic stress. substituting 𝑞𝑖 = (𝜌̄ + 𝑃̄)𝑣𝑖 into (6.75), we get an evolution of bulk velocity
(6.76) 𝑣𝑖ʹ = -[𝓗 + 𝑃̄ʹ/(𝜌̄ + 𝑃̄)]𝑣𝑖 - 1/(𝜌̄ + 𝑃̄) (∂𝑖𝛿𝑃 + ∂𝑗𝛱𝑖𝑗) - ∂𝑖𝛹,
which should be compared to the Newtonian equation (5.139).
Derivation Consider first the 𝜈 = 0 component of (6.63) [RE (6.33)]
(6.77) ∂0𝛵00 + ∂𝑖𝛵𝑖0 + 𝑂(2)𝛤𝜇𝜇𝑖𝛵𝑖0 - 𝛤000𝛵00 - 𝑂(2)𝛤0𝑖0𝛵𝑖0 - 𝑂(2)𝛤𝑖00𝛵0𝑖 - 𝛤𝑖𝑗0𝛵𝑗𝑖 = 0.
Substituting the perturbed connection coefficients gives
(6.78) -(𝜌̄ + 𝛿𝜌)ʹ - ∂𝑖𝑞𝑖 - (𝓗 + 𝛹ʹ + 3𝓗 - 3𝛷ʹ)(𝜌̄ + 𝛿𝜌) + (𝓗 + 𝛹ʹ)(𝜌̄ + 𝛿𝜌) - (𝓗 - 𝛷ʹ)𝛿𝑖𝑗(𝑃̄ + 𝛿𝑃)𝛿𝑗𝑖 = 0, and hence
(6.79) 𝜌̄ʹ + 𝛿𝜌ʹ + ∂𝑖𝑞𝑖 + 3𝓗(𝜌̄ + 𝛿𝜌) - 3𝜌̄𝛷ʹ + 3𝓗(𝑃̄ + 𝛿𝑃) - 3𝑃̄𝛷ʹ = 0.
Writing the zeroth-order and first-order parts separately, we get
(6.80-1) 𝜌̄ʹ = -3𝓗(𝜌̄ + 𝑃̄). 𝛿𝜌ʹ = -3𝓗(𝛿𝜌 + 𝛿𝑃) - ∂𝑖𝑞𝑖 + 3𝜌𝛷ʹ(𝛿𝜌 + 𝛿𝑃).
(6.80) is simply the conservation of energy in the homogeneous background. (6.81) is the continuity equation for the density perturbation 𝛿𝜌. next consider 𝜈 = 𝑖 component of (6.63)
(6.82) ∂0𝛵0𝑖 + ∂𝑗𝛵𝑗𝑖 + 𝛤𝜇𝜇0𝛵0𝑖 + 𝛤𝜇𝜇𝑗𝛵𝑗𝑖 - 𝛤00𝑖𝛵00 - 𝛤0𝑗𝑖𝛵𝑗0 - 𝛤𝑖0𝑖𝛵0𝑗 - 𝛤𝑗𝑘𝑖𝛵𝑘𝑗 = 0.
Substituting the perturbed energy-momentum tensor, with 𝛵0𝑖 = +𝑞𝑖 and 𝛵𝑖0 = -𝑞𝑖, and the perturbed connection coefficients gives
(6.83) 𝑞𝑖ʹ + ∂𝑗[(𝑃̄ + 𝛿𝑃)𝛿𝑗𝑖 + 𝛱𝑗𝑖] + 4𝓗𝑞𝑖 + (∂𝑗𝛹 - 3∂𝑗𝛷)𝑃̄𝛿𝑗𝑖 + ∂𝑖𝛹𝜌̄ + 𝓗𝛿𝑗𝑖𝑞𝑖 - 𝓗𝛿𝑗𝑖𝑞𝑗 - (-2𝛿𝑗(𝑘∂𝑖)𝛷 + 𝛿𝑘𝑖∂𝑗𝛷)𝑃̄𝛿𝑗(𝑘 = 0. Cleaning this up, we find
(6.84) 𝑞𝑖ʹ = -4𝓗𝑞𝑖 - (𝜌̄ + 𝑃̄)∂𝑖𝛹 - ∂𝑖𝛿𝑃 - ∂𝑗𝛱𝑖𝑗. ▮
• Matter Consider a non-relativistic fluid (i.e. matter), with 𝑃𝑚 = 0 and 𝛱𝑖𝑗𝑚.
The continuity and Euler equations then simplify considerably
(6.85-6) 𝛿ʹ𝑚 = -𝛁 ⋅ 𝐯𝑚 + 3𝛷ʹ, 𝐯ʹ𝑚 = -𝓗𝐯𝑚 - 𝛁𝛹.
Combining the time derivative of (6.85) with the divergence of (6.86), we find
(6.87) 𝛿ʺ𝑚 + 𝓗𝛿ʹ𝑚 ← friction = ∇2𝛹 ← gravity + 3(𝛷ʺ + 𝓗𝛷ʹ).
Except for the terms arising from the time dependence of potential, this is the same as the Newtonian equation for the matter perturbations. We will apply this to the clustering of dark matter perturbation.
• Radiation For a relativistic perfect fluid (i.e. radiation with no viscosity), we have 𝑃𝑟 = 1/3 𝜌𝑟 and 𝛱𝑖𝑗𝑟 = 0. The continuity and Euler equations then become
(6.88-9) 𝛿ʹ𝑟 = -4/3 𝛁 ⋅ 𝐯𝑟 + 4𝛷ʹ, 𝐯ʹ𝑟 = -1/4 𝛁𝛿𝑟 - 𝛁𝛹.
Combining the time derivative of (6.88) with the divergence of (6.89), we get
(6.90) 𝛿ʺ𝑟 - 1/3 ∇2𝛿𝑟 = 4/3 ∇2𝛹 + 4𝛷ʺ,
where ∇2𝛿𝑟 is about pressure and ∇2𝛹 is about gravity. We see that radiation perturbations don't experience the Hubble friction, but fee an additional pressure-induced force. Below how this equation allows for sound waves in the primordial plasma will be shown.
Sound waves and Summary
For future reference we collect here the linearized continuity and Euler equations:
(6.91) 𝛿ʹ = -(1 + 𝑃̄/𝜌̄)(∂𝑖𝑣𝑖 - 3𝛷ʹ) - 3𝓗(𝛿𝑃/𝛿𝜌 - 𝑃̄/𝜌̄)𝛿,
(6.92) 𝑣𝑖ʹ = -[𝓗 + 𝑃̄ʹ/(𝜌̄ + 𝑃̄)]𝑣𝑖 - 1/(𝜌̄ + 𝑃̄) (∂𝑖𝛿𝑃 + ∂𝑗𝛱𝑖𝑗) - ∂𝑖𝛹.
We typically work with these equations in Fourier space. For scalar fluctuations, we obtain the equations for the individual Fourier modes by the following replacement:
(6.93) ∂𝑖 → 𝑖𝑘𝑖, 𝑣𝑖 → 𝑖𝑘̂𝑖𝑣, 𝛱𝑖𝑗 → -(𝜌̄ + 𝑃̄)𝑘̂⟨𝑖𝑘̂𝑗⟩𝛱,
where 𝑘̂⟨𝑖𝑘̂𝑗⟩ ≡ 𝑘̂𝑖𝑘̂𝑗 - 1/3 𝛿𝑖𝑗. Note that we have absorbed factors of 𝑘 ≡ ∣𝐤∣ in 𝑣 and 𝛱-as well as rescaled the anisotropic stress by a factor of (𝜌̄ + 𝑃̄)-so that 𝑣(𝜂, 𝐤) and 𝛱(𝜂, 𝐤) are not quite the Fourier transforms of 𝑣(𝜂, 𝐱) and 𝛱(𝜂, 𝐱). Equations (6.91) and (6.92) then lead to
(6.94) 𝛿ʹ = -(1 + 𝑃̄/𝜌̄)(𝑘𝑣𝑖 - 3𝛷ʹ) - 3𝓗(𝛿𝑃/𝛿𝜌 - 𝑃̄/𝜌̄)𝛿,
(6.95) 𝑣𝑖ʹ = -[𝓗 + 𝑃̄ʹ/(𝜌̄ + 𝑃̄)]𝑣 - 1/(𝜌̄ + 𝑃̄) 𝑘𝛿𝑃 + 2/3 𝑘𝛱 - 𝑘𝛹.
These equations apply separately for all components that aren't directly coupled to each other. For example, dark matter doesn't interact with other matter (except through gravity), so it satisfies its own conservation equations. In general, we will have separation equations for each species with perturbation (𝛿𝑎, 𝑣𝑎, 𝛿𝑃𝑎, 𝛱𝑎). The gravitational coupling between the different species is captured by the expansion rate 𝓗 and the metric potentials 𝛷 and 𝛹. We must make further simplifying assumptions and additional equations to describe evolution of the four perturbations (𝛿, 𝑣, 𝛿𝑃, 𝛱).
• Sometime we will assume a perfect fluid. Such a fluid is characterized by strong interactions which keep the pressure isotropic, 𝛱 = 0. For a barotropic fluid, with 𝑃 = 𝑃(𝜌), we can write as 𝛿𝑃 = 𝑐𝑠2, where the sound speed is
(6.96) 𝑐𝑠2 ≡ 𝑑𝑃/𝑑𝜌 = 𝑃̄ʹ/𝜌̄ʹ.
For general fluid, the pressure may not just depend on density and the sound speed defined as
(6.97) 𝑐𝑠2 ≡ (∂𝑃/∂𝜌)𝑆 = 𝑃̄ʹ/𝜌̄ʹ,
where the subscript indicate that the derivative is taken at fixed entropy and the second equality assumes that the expansion of the back ground is adiabatic (i.e. there is no entropy production). The perturbations are called adiabatic if
(6.98) 𝛿𝑃 = 𝑐𝑠2𝛿𝜌 = 𝑃̄ʹ/𝜌̄ʹ 𝛿𝜌.
Note that the perturbations in a barotropic fluid are necessarily adiabatic, but this is not the case. If the perturbations are adiabatic, then they are described by only independent variables, 𝛿 and 𝑣 in the continuity and Euler equations.
• Decoupled or weakly interacting species (e.g. neutrinos) cannot be described by the above method, so we have to solve the Boltzmann equation for the evolution of the perturbed distribution function 𝑓 (see Appendix B).
• Decoupled dark matter is collisionless and has a negligible velocity dispersion. It behave like a pressureless perfect fluid although it has no interactions and therefore is not the traditional one [6].
6.1.4 Einstein Equations
Wee see from (91) and (6.92) that the evolution of each matter species is influenced by the metric potential 𝛷 and 𝛹. To close the system of equations, we need equations for the evolution of the metric perturbations. These follows from the Einstein equation. Deriving the linearized Einstein equation in Newtonian gauge is conceptually straightforward, but a bit tedious. So we do the computation once by hand and we had better use Mathematica or alternative to perform algebra.
We require the perturbation to the Einstein tensor, 𝐺𝜇𝜈 ≡ 𝑅𝜇𝜈 - 1/2 𝑅𝑔𝜇𝜈, so we first need to calculate the perturbed Ricci tensor 𝑅𝜇𝜈 and Ricci scalar 𝑅.
• Ricci tensor Recall that the Ricci tensor can be expressed in terms of the connection coefficients as [RE (2.120)]
(6.99) 𝑅𝜇𝜈 = ∂𝜆𝛤𝜆𝜇𝜈 - ∂𝜈𝛤𝜆𝜇𝜆 + 𝛤𝜆𝜆𝜌𝛤𝜌𝜇𝜈 - 𝛤𝜌𝜇𝜆𝛤𝜆𝜈𝜌.
Substituting the perturbed connection coefficient (6.64)-(6.69),
(6.100) 𝑅00 = -3𝓗ʹ + ∇2𝛹 + 3𝓗(𝛷ʹ + 𝛹ʹ) + 3𝛷ʺ,
(6.101) 𝑅0𝑖 = 2∂𝑖(𝛷ʹ + 𝓗𝛹),
(6.102) 𝑅𝑖𝑗 = [𝓗ʹ + 2𝓗2 - 𝛷ʺ + ∇2𝛷 -2(𝓗ʹ + 2𝓗2)(𝛷 + 𝛹) - 𝓗𝛹' -5𝓗𝛷ʹ]𝛿𝑖𝑗 + ∂𝑖∂𝑗(𝛷 - 𝛹).
Example The temporal component of Ricci tensor is
(6.103) 𝑅00 = ∂𝜌𝛤𝜌00 - ∂0𝛤𝜌0𝜌 + 𝛤𝛼00𝛤𝜌𝛼𝜌 - 𝛤𝛼0𝜌𝛤𝜌0𝛼.
When 𝜌 = 0, 𝑅00 = 0, so we get
(6.104) 𝑅00 = ∂𝑖𝛤𝑖00 - ∂0𝛤𝑖0𝑖 + 𝛤𝑖𝑖𝜌𝛤𝜌00 - 𝛤𝜌0𝑖𝛤𝑖0𝜌 = ∂𝑖𝛤𝑖00 - ∂0𝛤𝑖0𝑖 + 𝛤𝑖𝑖0𝛤000 + 𝑂(2)𝛤𝑖𝑖𝑗𝛤𝑗00 - 𝑂(2)𝛤00𝑖𝛤𝑖00 -𝛤𝑗0𝑖𝛤𝑖0𝑗.
= ∇2𝛹 - 3∂0(𝓗 - 𝛷ʹ) + 3(𝓗 + 𝛹ʹ)(𝓗 - 𝛷ʹ) - (𝓗 - 𝛷ʹ)2𝛿𝑗𝑖𝛿𝑖𝑗 = -3𝓗ʹ + ∇2𝛹 + 3𝓗(𝛷ʹ + 𝛹ʹ) + 3𝛷ʺ. ▮
Exercise 6.7 Derive (6.101) and (6.102). Verify the results using the Mathematica notebook provide on the book's website.
• Ricci scalar We can compute according to 𝑅 = 𝑅𝜇𝜇 = 𝑔𝜇𝜈𝑅𝜇𝜈
(6.105) 𝑅 = 𝑔00𝑅00 + 𝑂(2)2𝑔0𝑖𝑅0𝑖 + 𝑔𝑖𝑗𝑅𝑖𝑗.
Since, according to (6.71), 𝑔𝑖𝑗 = diag[-𝑎-2(1 - 2𝛹), 𝑎-2(1 + 2𝛷)𝛿𝑖𝑗]
(6.106) 𝑎2𝑅 = -(1 - 2𝛹)𝑅00 + (1 + 2𝛷)𝛿𝑖𝑗𝑅𝑖𝑗 = (1 - 2𝛹)[3𝓗ʹ - ∇2𝛹 - 3𝓗(𝛷ʹ + 𝛹ʹ) - 3𝛷ʺ] + 3(1 + 2𝛷)[𝓗ʹ + 2𝓗∇2 - 𝛷ʺ + ∇2𝛷 - 2(𝓗ʹ + 2𝓗2)(𝛷 + 𝛹) - 𝓗𝛹ʹ - 5𝓗𝛷ʹ] + (1 + 2𝛷)∇2(𝛷 - 𝛹), dropping nonlinear terms
𝑎2𝑅 = 6(𝓗ʹ + 𝓗2) - 2∇2𝛷 -12(𝓗ʹ + 𝓗2)𝛹 - 6𝛷ʺ - 6𝓗(𝛹ʹ + 3𝛷ʹ),
where the first term is the homogeneous part discussed in Chapter 2 and the other part is the linear correction.
• Einstein equation We are ready to compute the Einstein equation
(6.107) 𝐺𝜇𝜈 = 8π𝐺𝛵𝜇𝜈.
We chose to work with one index raised since it simplify the form of the energy-momentum tensor. When 𝜇 = 𝜈 = 0,
(6.109) 𝐺00 = 𝑔0𝜇𝐺𝜇0 = 𝑔00[𝑅00 - 1/2 𝑔00𝑅 = -𝑎-2(1 - 2𝛹)𝑅00 - 1/2 𝑅,
where we used that 𝑔0𝑖 = 0 in Newtonian gauge. Substituting (6.100) and (6.107),
(6.110) 𝛿𝐺00 = -𝑎-2[∇2𝛷 - 3𝓗(𝛷ʹ + 𝓗𝛹)],
Since 𝛵00 ≡ -(𝜌̄ + 𝛿𝜌) in (6.33),
(6.111) ∇2𝛷 - 3𝓗(𝛷ʹ + 𝓗𝛹) = 4π𝐺𝑎2𝛿𝜌,
where 𝛿𝜌 ≡ ∑𝑎𝛿𝜌𝑎 is the total density perturbation. Equation (6.111) is the relativistic generalization of the Poisson equation. Inside the Hubble radius-i.e. for Fourier modes with 𝑘 ≫ 𝓗-we have ∣∇2𝛷∣ ≫ 3𝓗∣(𝛷ʹ + 𝓗𝛹)∣, so that (6.111) reduces to ∇2𝛷 ≈ 4π𝐺𝑎2𝛿𝜌, which is the Poisson equation in the Newtonian limit.The GR corrections in (6.111) start to become important on scales comparable to the Hubble radius.
Next, we consider the purely spatial part of the Einstein equation,
(6.112) 𝐺𝑖𝑗 = 𝑔𝑖𝑘𝐺𝑘𝑗 = 𝑔𝑖𝑘[𝑅𝑘𝑗 - 1/2 𝑔𝑘𝑗𝑅] = 𝑎-2(1 + 2𝛷)𝛿𝑖𝑘𝑅𝑘𝑗 - 1/2 𝛿𝑖𝑗𝑅,
We will first focus on the tracefree part of 𝐺𝑖𝑗 which is sourced by the anisotropic stress 𝛱𝑖𝑗. Using (6.102) this gives [RE (6.5)(6.9)(6.33)]
(6.113) ∂⟨𝑖∂𝑗⟩(𝛷 - 𝛹) = 8π𝐺𝑎2𝛱𝑖𝑗. [verification needed]
With the replacement ∂⟨𝑖∂𝑗⟩ → -𝑘𝑖𝑘𝑗 and 𝛱𝑖𝑗 = -(𝜌̄ + 𝑃̄)𝑘̂𝑖𝑘̂𝑗, [RE (6.39)] the corresponding equation in Fourier space reads
(6.114) 𝑘2(𝛷 - 𝛹) = 8π𝐺𝑎2(𝜌̄ + 𝑃̄)𝛱,
where 𝛱 ≡ ∑𝑎𝛱𝑎. On large scales, dark matter and baryons can be described as perfect fulids with negligible anisotropic stress. Photons only start to develope an anisotropic stress component during the matter-dominated era when their energy density is subdominant. The only relevant source in (6.113) are free-streaming nutrinos. To describe the neutrino-induced anisotropic stress requires beyond the fluid approximation; see Appendix B. The effect is relatively small, so to the level of accuracy here it can be ignored. Then (6.113) implies 𝛷 ≈ 𝛹.
The time-space part of the Einstein equation equation is obtained in the same way.
(6.115) 𝐺0𝑖 = 𝑔0𝜇𝐺𝜇𝑖 = 𝑔00𝑅0𝑖 = -𝑎-2𝑅0𝑖 = -2𝑎-2∂𝑖(𝛷ʹ + 𝓗𝛹).
Comparing this to 𝛵0𝑖 = ∂𝑖𝑞 in (6.33),
(6.116) 𝛷ʹ + 𝓗𝛹 = -4π𝐺𝑎2𝑞.
With this, the Poisson equation (6.111) can be written as
(6.117) ∇2𝛷 = 4π𝐺𝑎2𝜌̄∆,
where the comoving density contrast ∆ was defined in (6.52). We see that in terms of the comoving density contrast the relativistic generalization of the Poisson equation takes the same form as in /Newtonian treatment, but is now valid on all scales. This will allow us to relate solutions for the gravitational potential directly to the solutions for the dominant source of matter perturbations.
Finally, we look at the trace of space-space Einstein equation as follows
(6.118) 𝛷ʺ + 1/3 ∇2(𝛹 - 𝛷) + (2𝓗ʹ + 𝓗2)𝛹 + 𝓗𝛹ʹ + 2𝓗𝛷ʹ = 4π𝐺𝑎2𝛿𝑃,
where 𝛿𝑃 ≡ ∑𝑎𝛿𝑃𝑎. Assuming 𝛹 ≈ 𝛷, this reduces to
(6.119) 𝛷ʺ + 3𝓗𝛷ʹ + (2𝓗ʹ + 𝓗2)𝛷 = 4π𝐺𝑎2𝛿𝑃,
which becomes a closed equation for the evolution of 𝛷 if we write 𝛿𝑃 = 𝑐𝑠2𝛿𝜌 and use the Poisson equation to relate 𝛿𝜌 to 𝛷.
Exercise 6.8 Derive (6.118).
Summary
The linearized Einstein equations are
(6.120) ∇2𝛷 - 3𝓗(𝛷ʹ + 𝓗𝛹) = 4π𝐺𝑎2𝛿𝜌,
(6.121) -(𝛷ʹ + 𝓗𝛹) = 4π𝐺𝑎2𝑞,
(6.122) ∂⟨𝑖∂𝑗⟩(𝛷 - 𝛹) = 8π𝐺𝑎2𝛱𝑖𝑗,
(6.123) 𝛷ʺ + 𝓗𝛹ʹ + 2𝓗𝛷ʹ + 1/3 ∇2(𝛹 - 𝛷) + (2𝓗ʹ + 𝓗2)𝛹 = 4π𝐺𝑎2𝛿𝑃.
In the absence of anisotropic stress, 𝛱 ≈ 0, (6.122) implies that the two metric potentials are equal, 𝛷 ≈ 𝛹, and (6.123) reduces to
(6.124) 𝛷ʺ + 3𝓗𝛷ʹ + (2𝓗ʹ + 𝓗2)𝛷 = 4π𝐺𝑎2𝛿𝑃.
Equation (6.120) and (6.121) can be combined into ∇2𝛷 = 4π𝐺𝑎2𝜌̄∆, which has same form as Newtonian Poisson equation, but is now valid on all scale.
Combing the Einstein equations with the conservation equations (6.91) and (6.92) leads to a closed system of equation (after specifying the equation of state and the sound speed of each fluid component). We will study the solutions of these equations for various situation.
6.2 Initial Conditions
At sufficiently early times, all scales of interest to current observations were outside of Hubble radius. On such superhorizon scales, the evolution of the perturbations becomes very simple, especially for adiabatic initial conditions.
6.2.1 Superhorizon Limit
Consider the superhorizon limit of the continuity equations (6.85) and (6.88) for matter and radiation:
(6.125) 𝛿ʹ𝑚 = 3𝛷ʹ,
(6.126) 𝛿ʹ𝑟 = 4𝛷ʹ,
where the fact that the velocity terms can be dropped follows from the superhorizon limit of the Euler equations (6.83) and (6.86). Integrating these equations for photons, neutrinos, baryons and cold dark matter gives
(6.127) 𝛿𝑟 = 4𝛷 + 𝐶𝑟 → 𝛿𝑟 = 4𝛷 + 𝐶𝑟
𝛿𝜈 = 4𝛷 + 𝐶𝜈 → 𝛿𝜈 = 𝛿𝑟 + 𝑆𝜈
𝛿𝑐 = 3𝛷 + 𝐶𝑐 → 𝛿𝑐 = 3/4 𝛿𝑟 + 𝑆𝑐
𝛿𝑏 = 3𝛷 + 𝐶𝑏 → 𝛿𝑏 = 3/4 𝛿𝑟 + 𝑆𝑏
where 𝐶𝑎's are integration constants. Note that these constants are function of the wavevecter 𝐤 in general. 𝑆𝑎's (for 𝑎 = 𝜈, 𝑐, 𝑏) are called isocurvature modes.
A preferred set of initial conditions are given by the adiabatic mode with 𝑆𝜈 = 𝑆𝑐 = 𝑆𝑏 = 0 and 𝐶𝑟 ≠ 0. In that case, the initial values of all perturbations are determined by a single degree of freedom. We will assume adiabatic initial conditions throughout the the rest of this book and these also seems to be preferred by observations (see Section 8.4.1).
Next, we look at the Einstein equation (6.120):
(6.128) ∇2𝛷 - 3𝓗(𝛷ʹ + 𝓗𝛹) = 4π𝐺𝑎2(𝜌̄𝛾𝛿𝛾 + 𝜌̄𝜈𝛿𝜈 + 𝜌̄𝑐𝛿𝑐 + 𝜌̄𝑏𝛿𝑏),
where we ignored the anisotropic stress of the neutrinos, so that 𝛷 ≈ 𝛹. On large scale, we can drop ∇2𝛷 and at the early times the matter contributions are negligible,
(6.129) 3𝓗(𝛷ʹ + 𝓗𝛹) = -4π𝐺𝑎2(𝜌̄𝛾𝛿𝛾 + 𝜌̄𝜈𝛿𝜈).
Specializing to adiabatic initial conditions, we have 𝛿𝛾 = 𝛿𝜈 and 4π𝐺𝑎2(𝜌̄𝛾𝛿𝛾 + 𝜌̄𝜈𝛿𝜈) = 3𝓗2/2. [RE (2.516)] Substituting 𝓗 = 1/𝜂, [In radiation-domonated era, 𝑎 ∝ 𝜂 according to (2.149), so 𝓗 = 𝑎ʹ/𝑎 = 𝜂ʹ/𝜂 = 1/𝜂.]
(6.130) 𝜂𝛷ʹ + 𝛷 = -1/2 𝛿𝛾.
Taking a time derivative, and using (6. 126) to replace to 𝛿ʹ𝑟, this becomes
(6.131) 𝜂𝛷ʺ + 4𝛷ʹ = 0. [(𝜂𝛷ʹ)ʹ + 𝛷ʹ = -1/2 𝛿ʹ𝛾 ⇒ 𝛷ʹ + 𝜂𝛷ʺ + 𝛷ʹ = -1/2 4𝛷ʹ ⇒ 𝜂𝛷ʺ + 4𝛷ʹ = 0.]
The two solutions to this equation are the growing mode 𝛷 = const and decaying mode 𝛷 ∝ 𝜂-3. [𝛷 = const or 𝑐1/𝜂3 + 𝑐2.] Growing mode 𝛷 = 𝛷𝑖 in (6.130) implies
(6.132) 𝛿𝛾(𝜂𝑖, 𝐤) = -2𝛷𝑖(𝐤).
We see then that the integration constant in (6.127) is fixed by the primordial value 𝐶𝑟 = -6𝛷𝑖. For adiabatic fluctuations in all components are then related as
(6.133) 𝛿𝑟 = 𝛿𝜈 = 4/3 𝛿𝑐 = 4/3 𝛿𝑏 = - 2𝛷𝑖 (superhorizon).
Gauge dependence One important subtlety is the gauge dependence of the superhorizon dynamics. Considr the Poisson equation written in terms of the comoving density contrast
(6.134) ∆ = - 2/3 𝑘2/𝓗2 𝛷.
First, the comoving density contrast ∆ is much smaller than 𝛿 on superhorizon scales. Second, it evolves as ∆ ∝𝓗-2 ∝ 𝜂2. So on superhorizon scale, we don't have to worry about the qualitative difference in the two different gauges and we cannot measure the density contrast! On subhorizon scale we instead have for our observation
(6.135) (∆ - 𝛿)/∆ = - 3/4 𝓗(𝛷ʹ + 𝓗𝛷)/𝑘2𝛷 →(𝑘 ≫ 𝓗)→ 0,
so that there is no difference between ∆ and 𝛿 on small scales. This is a general feature: the gauge problem disappear for all measureable quantities on subhorizon scales.
Had we taken the anisotropic stress due to the neutrinos into account, we would instead have found (see Problem 6.2)
(6.136) 𝛿𝛾(𝜂𝑖, 𝐤) = -2𝛹𝑖(𝐤) = -2𝛷𝑖(𝐤)(1 + 2/5 𝑓𝜈)-1,
where we have introduced the fractional neutrino density 𝑓𝜈 ≡ 𝜌𝜈/(𝜌𝜈 + 𝜌𝛾).
Exercise 6.9 Using the result from Chapter 3, show that
(6.137) 𝑓𝜈 ≈ 0.41,
so that 𝛹𝑖 ≈ 0.86 𝛷𝑖.
[Solution] Since 𝜌𝜈 = 7/8 𝑁eff (4/11)4/3𝜌𝛾 [RE (3.66)]
(a) 𝑓𝜈 ≡ 𝜌𝜈/(𝜌𝜈 + 𝜌𝛾) = 7/8 𝑁eff (4/11)4/3/(7/8 𝑁eff (4/11)4/3 + 1) ≈ 0.41.
where 𝑁eff = 3.046. [RE p.88] From (6.136)
(b) 𝛹𝑖 = 𝛷𝑖(1 + 2/5)-1 ≈ 0.86. ▮
6.2.2 Adiabatic Perturbations
Adiabatic perturbations can be created by starting with a homogeneous universe and performing a common, local shift in time of all background quantities, 𝜂 → 𝜂 + π(𝑡, 𝐱). After this time shift, some parts of the universe are "ahead" and others are "behind" in the evolution. As we will see in Chapter 8, quantum fluctuations during inflation produce precisely such a time shift in the background quantities. The induced pressure and density perturbations are
(6.138) { 𝛿𝑃𝑎(𝑡, 𝐱) = 𝑃̄𝑎ʹπ(𝑡, 𝐱), 𝛿𝜌𝑎(𝑡, 𝐱) = 𝜌̄𝑎ʹπ(𝑡, 𝐱) ⇒ { 𝛿𝑃𝑎/𝛿𝜌𝑎 = 𝑃̄𝑎ʹ/𝜌𝑎ʹ, 𝛿𝜌𝑎/𝛿𝜌𝑏 = 𝜌̄𝑎ʹ/𝜌̄𝑏ʹ
where we used that π(𝑡, 𝐱) is the same for all species 𝑎. The first relation on the right implies
(6.139) 𝛿𝑃𝑎 = 𝑐2𝑠,𝑎𝛿𝜌𝑎,
so that the perturbations are indeed adiabatic in the sense defined in (6.98). Referring to similar equation (2.106), using 𝜌̄𝑎ʹ = -3𝓗(1 + 𝜔𝑎)𝜌̄𝑎, the the second relation on the right can be written as
(6.140) 𝛿𝑎/(1 + 𝜔𝑎) = 𝛿𝑏/(1 + 𝜔𝑏) for all species 𝑎 and 𝑏.
Perturbations in matter (𝜔𝑚 = 0) and radiation (𝜔𝑟 = 1/3) obey
(6.141) 𝛿𝑚 = 3/4 𝛿𝑟,
which is the same relation as for adiabatic mode in (6.127). An important corollary is that 𝛿𝜌 ≡ ∑𝑎𝜌̄𝑎𝛿𝑎 is dominated by the species that carries the dominant energy density, 𝜌̄𝑎 since all of the 𝛿𝑎's are comparable.
Finally, we note that the time shift ʹπ(𝑡, 𝐱) has the interpretation of the Goldstone boson associated with spontaneous breaking of time translation symmetry. This symmetry breaking arises because of the time dependence of the cosmological background. The language of spontaneous symmetry breaking has recently become very popular for describing cosmological perturbations and an effective field theory was constructed in terms of the Goldstone mode [7].
Exercise 6.10 Show that the thermodynamic relation 𝛵𝑑𝑆/𝑉 = 𝑑𝑈 + 𝑃𝑑𝑉 implies
(6.142) 𝛵𝑑𝑆/𝑉 = [𝜌𝜈 - 3/4 𝑟𝜈(𝜌 + 𝑃)](𝛿𝜈 - 𝛿𝛾) + ∑𝑎=𝑐,𝑏[𝜌𝑎 - 𝑟𝑎(𝜌 + 𝑃)](𝛿𝜈 - 3/4 𝛿𝛾).
where 𝑟𝑎 ≡ 𝑛𝑎/𝑛 are the fractional number densities of the species. For adiabatic perturbations, this means that 𝑑𝑆 = 0.
6.2.3 Isocurvature Perturbations*
The complement of adiabatic perturbation are isocurvature perturbations. For two component 𝑎 and 𝑏, the (density) isocurvature perturbation is
(6.143) 𝑆𝑎𝑏 ≡ 𝛿𝑎/(1 + 𝜔𝑎) - 𝛿𝑏/(1 + 𝜔𝑏),
We see from (6.140) that a nonzero value of this quantity measures the deviation from the adiabatic mode. Special cases of this isocurvature mode are given in (6.127). The "isocurvature" was introduced because these perturbations can be chosen in such a way that the curvature perturbation 𝜁 vanishes. In that case an overdensity in one species compensate for an underdensity in another, resulting in no net curvature perturbation.
Let us illustrate the special case of the neutrino density isocurvature mode. From the definition of 𝜁 in (6.54) we have
(6.144) 𝜁 = 𝛷 - 𝛿𝜌/3(𝜌 + 𝑃) = 𝛷 - (𝑓𝛾𝛿𝛾 + 𝑓𝜈𝛿𝜈 + 𝑓𝑏𝛿𝑏 + 𝑓𝑐𝛿𝑐)/(3 + 𝑓𝛾 + 𝑓𝜈),
where we used the continuity equation for 𝜌̄ʹ[citation needed] and introduced 𝑓𝑎 ≡ 𝜌𝑎/𝜌. At early times, we can ignore byrons and dark matter, 𝑓𝑏,𝑐 ≈ 0, so that 𝑓𝛾 ≈ 1 - 𝑓𝜈 and hence
(6.145) 𝜁 = 𝛷 - 𝛿𝛾/4 + 𝑓𝜈(𝛿𝛾 - 𝛿𝜈)/4 = - 1/4 (𝐶𝛾 + 𝑓𝜈𝑆𝜈),
where we used (6.127). The curvature perturbation vanishes for 𝑆𝜈 = -𝐶𝛾/𝑓𝜈 and the relation between the density contrast is
(6.146) 𝛿𝛾 = 4𝛷 - 𝑓𝜈𝑆𝜈 = 𝛿𝜈 - 𝑆𝜈 = 4/3 𝛿𝑐 = 4/3 𝛿𝑏.
In Problem 6.2 we will show that
(6.147) 𝑆𝜈 = (15 + 4𝑓𝜈)/(1 - 𝑓𝜈) 𝛷𝑖 ≈ 68.8 𝛷𝑖, where the final equality is for 𝑓𝜈 ≈ 0.41.
There are many different types of isocurvature perturbation. The general pheonomenology of isocurvature perturvations is described in [8]. Because isocurvature perturbations have not been seen in CMB data, adiabatic initial conditions are preferred. They are also attractive on theoretical grounds, because adiabatic perturbations arise naturally in the simplest inflationary models (see Chapter 8) and are frozen on superhorizon scales (see Section 6.2.4). The latter property is important for the predictive power of inflation as it allows us to be agnostic about the uncertain physics of reheating. But primordial isocurvature perturbations can be washed out by thermal equilibrium and their amplitude is strongly model-dependent and sensitive to the post-inflationary evolution. If all particle species are in thermal equilibrium after inflation and their local densities are determined by the temperature (with vanishing chemical potential) the the primordial perturbations are adiabatic. For instance, the neutrino density isocurvature mode discussed above could be due to spatial fluctuations in the chemical potential of neutrinos.
Given the complexity of models with isocurvature fluctuations and the fact that observations don't seem to require them, we will assume adiabatic initial conditions for the rest of this book.
6.2.4 Curvature Perturbations
Fig. 6.3 shows the superhorizon evolution of gravitational in the transition from radiation domination to matter domination. We see that the gravitational potential is a constant during the radiation and matter eras, but varies inbetween.
Exercise 6.11 Consider a universe dominated by a fluid with constant equation of state 𝜔 ≠ -1. Assuming adiabatic perturbations and vanishing anisotropic stress, show that the evolution of the gravitational potential obeys
(6.148) 𝛷ʺ + 3(1 + 𝜔)𝓗𝛷ʹ - 𝜔∇2𝛷 = 0.
[Solution] Ignoring anisotropic stress, the linearlized Einstein equation is
(a) 𝛷ʺ + 3𝓗𝛷ʹ + (2𝓗ʹ + 𝓗2)𝛷 = 4π𝐺𝑎2𝛿𝑃.
(b) 4π𝐺𝑎2𝛿𝑃 = 4π𝐺𝑎2 𝜔𝛿𝜌 = 𝜔[∇2𝛷 - 3𝓗(𝛷ʹ + 𝓗𝛷)]
(c) 2𝓗ʹ + 𝓗2 = -2[4π𝐺/3 (𝜌 +3𝜔𝜌)]𝑎2 + (8π𝐺/3 𝜌)𝑎2 = -3𝜔(8π𝐺/3 𝑎2) = -3𝜔𝓗2
(d) 𝛷ʺ + 3(1 + 𝜔)𝓗𝛷ʹ - 𝜔∇2𝛷 = 0. ▮
This shows that the growing mode is a constant on superhorizon scales.
It would be convenient to identify an alternative perturbation variable that stays constant on large scales even the equation of state changes. This is particularly important for the transition from inflation to the radiation-dominated universe. Since the equation of state during reheating is unknown. it is crucial that we can track a quantity whose evolution doesn't depend on these details. This will allow us to match the predictions made by inflation to the fluctuations in the primordial plasma after inflation. For adiabatic initial conditions, the conserved perturbations are the crucial that we can track a quantity whose devolution doesn't depend on details. This will allow us to match the predictions made by inflation to the fluctuations in the primordial plasma after inflation. For adiabatic initial conditions, the conserved perturbations are the curvature perturbations introduced in (6.54) and (6.55) in Newtonian gauge
(6.149-50) 𝜁 = 𝛷 - 𝛿𝜌/3(𝜌̄ + 𝑃̄), 𝓡 = 𝛷 - 𝓗𝑣,
where we use the continuity equation to replace 𝜌̄ʹ. To prove that 𝜁 is indeed conserved on super-Hubble scale we take the time derivative of (6.149):
(6.151) 𝜁ʹ = 𝛷ʹ - 𝛿𝜌ʹ/3(𝜌̄ + 𝑃̄) + (𝜌̄ʹ + 𝑃̄ʹ)/3(𝜌̄ʹ + 𝑃̄ʹ)2 𝛿𝜌.
Using continuity equations [RE (2.106)]
(6.152) 𝜌̄ʹ = -3𝓗(𝜌̄ + 𝑃̄), 𝛿𝜌ʹ = -3𝓗(𝛿𝜌 + 𝛿𝑃) - ∂𝑖𝑞𝑖 + 3𝛷ʹ(𝜌̄ + 𝑃̄), we get
(6.153) (𝜌̄ + 𝑃̄)𝜁ʹ/𝓗 = (𝛿𝑃 - 𝑃̄ʹ/𝜌̄ʹ 𝛿𝜌) + 1/3 ∂𝑖𝑞𝑖/𝓗.
For adiabatic perturbations, the term in brackets on the right-hand side vanishes, while ∂𝑖𝑞𝑖 = ∇2𝑞 is suppressed by a factor of 𝑘2/𝓗2 on large scales, so that 𝜁ʹ/𝓗 →(𝑘 ≪ 𝓗)→ 𝑂(𝑘2/𝓗2) ≈ 0. We have therefore established the conservation of the curvature perturbation on superhorizon scales.
Exercise 6.12 Show that the comoving curvature perturbation satisfies
(6.154) (𝜌̄ + 𝑃̄)𝓡ʹ/𝓗 = (𝛿𝑃 - 𝑃̄ʹ/𝜌̄ʹ 𝛿𝜌) + 𝑃̄ʹ/𝜌̄ʹ ∇2𝛷/4π𝐺𝑎2,
and is therefore also conserved on superhorizon scales. Of course, this had to be true since we showed in (6.59) that 𝓡 is equal to 𝜁 on large scales.
Exercise 6.13 Consider a universe dominated by a fluid with constant equation of state. Show that the superhorizon limit of the curvature perturbation is
(6.155) 𝓡 →(𝑘 ≪ 𝓗)→ (5 + 3𝜔)/(3 + 3𝜔) 𝛷.
Use this to show that the amplitude of super-Hubble modes of 𝛷 drops by a factor of 9/10 in the radiation-to-mater transition (as seen in Fig. 6.3).
[Solution] Consider the curvature perturbation equation 𝜁 and a constant equation of state 𝜔 induce
(a) 𝜁 = 𝛷 - 𝛿𝜌/3(𝜌 + 𝑃) →(𝑘 ≪ 𝓗)→ 𝜁 = 𝛷 - 𝛿/3(1 + 𝜔)
On superhorizon scales we have 𝛿 = -2𝛷 and hence
(b) 𝓡 ≈ 𝜁 = 𝛷 + 2𝛷/3(1 + 𝜔) = (5 + 3𝜔)/(3 + 3𝜔) 𝛷.
In the radiation and matter eras, 𝜔 = 1/3 and 0, respectively
(c) 𝓡 = { 3/2 𝛷RD, 5/3 𝛷MD
(d) since 𝓡 = const, 3/2 𝛷RD = 5/3 𝛷MD ⇒ 𝛷MD = 9/10 𝛷RD. ▮
6.2.5 Primordial Power Spectrum
Using the result of Exercise 6.13, the superhorizon value of the gravitational potential during the radiation era is
(6.156) 𝛷(𝜂, 𝐤) = 2/3 𝓡𝑖(𝐤) (superhorizon),
where 𝓡𝑖 ≡ 𝓡(0, 𝐤) is the initial value of the conserved curvature perturbation. Ignoring the effect of neutrinos, so that 𝛹 ≈ 𝛷, and assuming adiabatic initial conditions, we then also have
(6.156) 𝛿𝑟 = 4/3 𝛿𝑚 = -2𝛷 = -4/3 𝓡𝑖 (superhorizon),
The initial amplitudes of all fluctuations are determined by 𝓡𝑖. We take the power spectrum of the primordial curvature perturbation to be
(6.157) 𝒫𝓡(𝑘, 𝑡𝑖) = 𝛢𝑘𝑛,
where 𝛢 and 𝑛 are constants. In Chapter 8, we will show that inflation naturally predicts a nearly scale-invariant spectrum, with 𝑛 ≈ 1.
6.3 Growth of Matter Perturbations
An important scale in structure formation is the horizon at matter-radian equality. A mode entering the horizon at the time of euality has wavenumber 𝑘eq = 𝓗eq. Mode with 𝑘 > 𝑘eq enter horizon during the radiation era, while modes with 𝑘 < 𝑘eq enter during the matter era. This leads to a scale -dependent evolution of matter perturbation. We will noe derive this evolution again connecting it more rigorously to the superhorizon limit of fluctuations.
6.3.1 Evolution of the Potential
Let us begin with the evolution of the gravitational potential. We will neglect anisotropic stress and assume adiabatic perturbations. Analytic solutions for 𝛷 can be found when the modes are on superhorizon scales, or when either radiation or matter dominate the background (see Fig. 6.4).
When the universe is dominated by a component with a constant equation of state, evolution equation is (see Exercise 6.11)
(6.159) 𝛷ʺ + 3(1 + 𝜔)𝓗𝛷ʹ - 𝜔∇2𝛷 = 0.
During the matter domination, we have 𝜔 ≈ 0 and (6.159) takes the same form on subhorizon scales as well as superhorizon scales. The solutions for the growing and decaying modes are
(6.160) 𝛷(𝑎, 𝐤) = 𝐶1(𝐤) + 𝐶2(𝐤)𝑎-5/2 (matter era),
[Derivation (2.149) 𝑎 ∝𝜂2. ⇒ 𝓗 = 𝑎ʹ/𝑎 = (𝜂2)ʹ/𝜂2 = 2/𝜂. ⇒ 𝛷ʺ + 6/𝜂 𝛷ʹ = 0. ⇒ 𝛷 = 𝐶1 + 𝐶2𝜂-5 = 𝐶1 + 𝐶2𝑎-5/2. ▮]
where we used 𝑎 ∝ 𝜂2 to write the decaying mode in terms of the scale factor. The amplitude 𝐶1(𝐤) and 𝐶1(𝐤) are determined by the initial conditions and the evolution during the radiation era. We see that growing modes of the gravitational potential is a constant on all scales during the matter era.
During the radiation era, we have 𝜔 ≈ 1/3, we find Fourier mode now satisfies
(6.161) 𝛷ʺ + 4/𝜂 𝛷ʹ + 1/3 𝑘2𝛷 = 0. [RE (5.14) ∇2 = -𝑘2 in Fourier mode]
writing 𝛷 = 𝑢(𝜑)/𝜑, with 𝜑 = 𝑘𝜂/√3, we have
(6.162) 𝑑2𝑢/𝑑𝜑2 + 2/𝜑 𝑑𝑢/𝑑𝜑 + (1 - 2/𝜑2)𝑢 = 0.
The solutions of this equation are the spherical Bessel functions (see Appendix D)
(6.163) 𝑗1(𝜑) = + sin(𝜑)/𝜑2 - cos(𝜑)/𝜑 = + 𝜑/3 + O(𝜑3),
(6.164) 𝑛1(𝜑) = + cos(𝜑)/𝜑2 - sin(𝜑)/𝜑 = - 𝜑/𝜑2 + O(𝜑0),
Since 𝑛1(𝜑) blows up for small 𝜑 (early times), we reject that solution on the basis of initial conditions. The solution for the gravitational potential during the radiation era then is
(6.165) 𝛷(𝜂, 𝐤) = 2𝓡𝑖 [sin(𝜑) - 𝜑 cos(𝜑)]/𝜑3 (radiation era),
where the overall normalization was determined by 𝛷(0, 𝐤) = 2/3 𝓡(0, 𝐤) ≡ 2/3 𝓡𝑖(𝐤) [RE Exercise 6.13]. Notice that (6.165) is valid on all scales. Taking the limits 𝜑 ≪ 1 and 𝜑 ≫ 1 on superhorizon and subhorizon scales respectively. These are
(6.166) 𝛷(𝜂, 𝐤) ≈ { 2/3 𝓡𝑖 (superhorizon); -6𝓡𝑖 cos(1/√3 𝑘𝜂)/(𝑘𝜂)2 (subhorizon).
During the radiation era, subhorizon modes of 𝛷 therefore oscillate with a frequency 1/√3 𝑘 and have an amplitude that decays as 𝜂-2 ∝ 𝑎-2.
Fig. 6.5 shows numerical solutions for the evolution of the gravitational potential for 3 representative wavelengths. As predicted, the potential is constant when the modes are outside horizon. Two modes enter the horizon during radiation era and the amplitudes decrease as 𝑎-2. The resulting amplitudes in the matter era are strongly suppressed. During the matter era the potential is a constant on all scales. The long wavelength mode is only suppressed by a factor of 9/10 coming from the radiation-to-matter transition.
In Problem 6.1 we will be asked to derive an analytic solution for 𝛷 superhorizon evolution:
(6.167) 𝛷(𝑎, 𝐤) = 2𝓡𝑖/30𝑦3 [16√(1 + 𝑦) + 9𝑦3 + 2𝑦2 - 8𝑦 - 16] (superhorizon),
where 𝑦 ≡ 𝑎/𝑎eq. It gives the same result: this solution reduces to a constant at both early times (𝑦 ≪ 1) and late times (𝑦 ≫ 1) and accounts for the 9/10 factor in the transition described above.
Exercise 6.14 Consider the evolution equation (6.124) for the gravitational potential. Show that during the dark energy-dominated era, this equation can be written as
(6.168) 𝑑2𝛷/𝑑𝑎2 + 5/𝑎 𝑑𝛷/𝑑𝑎 + 3/𝑎2𝛷 = 0,
where 𝑎(𝜂) = [1 + 𝐻𝛬(𝜂0 - 𝜂)]-1, with 𝐻𝛬 =const. Note that this equation is valid on all scales. Show that the growing mode solution decays as 𝛷 ∝ 𝑎-1.
[Solution] From (6.124)
(a) 𝛷ʺ + 3𝓗𝛷ʹ + (2𝓗ʹ + 𝓗2)𝛷 = 4π𝐺𝑎2𝛿𝑃.
In the dark energy-dominated era we have 𝛿𝑃 = 0 and 𝐻𝛬 = const. From the corollary above (2.164)
(b) 𝓗 ≡ 𝑎ʹ/𝑎 = 𝐻𝑎 = 𝑎̇/𝑎2 = 𝑎𝐻𝛬, 𝑑𝜂 = 𝑑𝑡/𝑎(𝑡),
(c) ∫ 𝑡0𝑡 (𝑑𝑎/𝑑𝑡)/𝑎2 𝑑𝑡 = ∫ 1𝑎 𝑑𝑎/𝑎2 = ∫ 𝜂0𝜂 𝐻𝛬 𝑑𝜂 ⇒ [- 1/𝑎]1𝑎 = 𝐻𝛬(𝜂0 - 𝜂), ⇒ 𝑎(𝜂) = 1/[1 + 𝐻𝛬(𝜂0 - 𝜂)].
(d) 𝛷ʹ = 𝑑𝛷/𝑑𝜂 = 𝑑𝑎/𝑑𝜂 𝑑𝛷/𝑑𝑎 = 𝑎𝓗 𝑑𝛷/𝑑𝑎 = 𝑎2𝐻𝛬 𝑑𝛷/𝑑𝑎
(e) 𝛷ʺ = 𝑎2𝐻𝛬 𝑑/𝑑𝑎 (𝑎2𝐻𝛬 𝑑𝛷/𝑑𝑎) = 𝑎4𝐻𝛬2 𝑑2𝛷/𝑑𝑎2 + 2𝑎3𝐻𝛬2 𝑑𝛷/𝑑𝑎.
(f) 2𝓗ʹ + 𝓗2 = 2(𝑎𝐻𝛬)ʹ + (𝑎𝐻𝛬)2 = 2𝑎ʹ𝐻𝛬 + 𝑎2𝐻𝛬2 = 2𝑎2𝐻𝛬2 + 𝑎2𝐻𝛬2 = 3𝑎2𝐻𝛬2. So we have,
(g) (𝑎4𝐻𝛬2 𝑑2𝛷/𝑑𝑎2 + 2𝑎3𝐻𝛬2 𝑑𝛷/𝑑𝑎) + 3𝑎𝐻𝛬 𝑎2𝐻𝛬 𝑑𝛷/𝑑𝑎 + 3𝑎2𝐻𝛬2 = 0. ⇒ 𝑑2𝛷/𝑑𝑎2 + 5/𝑎 𝑑𝛷/𝑑𝑎 + 3/𝑎2𝛷 = 0.
Considering the ansaz 𝛷 = 𝑎𝑥, we get
(h) 𝑥(𝑥 - 1)𝑎𝑥 - 2 - 5/𝑎 𝑥𝑎𝑥 - 1 + 3/𝑎2 𝑎𝑥 = 0, ⇒ 𝑥2 + 4𝑥 + 3 = (𝑥 + 1)(𝑥 + 3) = 0. ⇒ 𝑥 = {-1, -3}
Hence the growing mode solution decays as 𝛷 ∝ 𝑎-1. ▮
6.3.2 Clustering of Dark Matter
Next, the growth of dark matter perturbation will be described. In the relativistic framework we will reproduce and extend the evolution of subhorizon perturbations of a pressureless fluid treated before.
Matter era
In matter era since matter is the dominant component, the Poisson equation reads
(6.169) ∇2𝛷 ≈ 4π𝐺𝑎2𝜌̄𝑚∆𝑚.
The solution for the comoving density contrast ∆𝑚 can be obtained directly from our previous result for 𝛷. Using (6.160) and 2𝜌̄𝑚 ∝𝑎-1,
(6.170) ∆𝑚(𝑎, 𝐤) = 𝑘2𝛷/4π𝐺𝑎2𝜌̄𝑚 = 𝐶˜1(𝐤) + 𝐶˜2(𝐤)𝑎-3/2. (matter era), [RE (5.14) ∇2 = -𝑘2 in Fourier mode]
just as in the Newtonian treatment, bu now valid on all scales. The growing mode of ∆𝑚 evolves as 𝑎 outside the horizon, while density contrast 𝛿𝑚 stays constant. Inside the horizon, 𝛿𝑚 ≈ ∆𝑚 and 𝛿𝑚 in both gauges evolve as the scale factor 𝑎.
Dark energy era
Since dark energy has no density fluctuations, the Poisson equation is still of form (6.169). since 𝑎2𝜌̄𝑚 ∝ 𝑎-1, we have 𝛷 ∝ ∆𝑚/𝑎. The Einstein equation (6.124) then implies
(6.171) ∂𝜂2(∆𝑚/𝑎) + 3𝓗∂𝜂(∆𝑚/𝑎) + (2𝓗ʹ + 𝓗2(∆𝑚/𝑎) = 0, ⇒
(6.172) ∆𝑚ʺ + 𝓗∆𝑚ʹ + (𝓗ʹ - 𝓗2)∆𝑚 = 0
Combing the Friedmann equations (2.156) and (2.157) for a universe with matter and dark energy gives
(6.173) 2(𝓗ʹ - 𝓗2) = (𝓗ʹ + 𝓗2) - 3𝓗2 = -8π𝐺𝑎2𝑃̄ - 8π𝐺𝑎2𝜌̄ = +8π𝐺𝑎2𝜌̄𝛬 - 8π𝐺𝑎2(𝜌̄𝑚 + 𝜌̄𝛬) = -8π𝐺𝑎2𝜌̄𝑚,
(6.172) becomes
(6.174) ∆𝑚ʺ + 𝓗∆𝑚ʹ - 4π𝐺𝑎2𝜌̄𝑚∆𝑚 = 0.
This is similar to the Newtonian equation (5.62), but is now valid on all scales. In the dark energy-dominated regime, we 𝓗2 ≫ 4π𝐺𝑎2𝜌̄𝑚 and we can drop the last term in (6.174) to get
(6.175) ∆𝑚ʺ - 1/𝜂 ∆𝑚ʹ ≈ 0,
which has the final equation
(6.176) ∆𝑚(𝑎, 𝐤) = 𝑘2𝛷/4π𝐺𝑎2𝜌̄𝑚 = 𝐶˜1(𝐤) + 𝐶˜2(𝐤)𝑎-2. (dark energy era),
[Derivation (2.149) 𝑎 ∝ -1/𝜂. ⇒ 𝓗 = 𝑎ʹ/𝑎 = (- 1/𝜂)ʹ/(- 1/𝜂) = - 1/𝜂. ⇒ ∆𝑚ʺ - 1/𝜂 ∆𝑚ʹ = 0. ⇒ ∆𝑚 = 𝐶1
+ 𝐶2𝜂2 = 𝐶1 + 𝐶2𝑎-2. ▮]
where we used -𝜂 ∝𝑎-1. [correction: 𝜂 → -𝜂]. This recovers the suppression od the growth of structure that we found in the previous chapter, but it now hold on all scales.
Exercise 6.15 Show that (6.176) also follows directly from the solution to (6.168).
[Solution] In Exercise 6.14, we showed that 𝛷 ∝ 𝑎-1, 𝑎-3. Since 𝛷 ∝ ∆𝑚/𝑎, (u)∆𝑚 ∝ 𝑎0 = Const, 𝑎-2(/u). ▮
Radiation era
During the radiation era matter is a subdominant and we must work with continuity and Euler equations. In Section 6.1.3 we showed that this implies [RE (6.87)]
(6.177) 𝛿ʺ𝑚 + 𝓗𝛿ʹ𝑚 = ∇2𝛷 + 3(𝛷ʺ + 𝓗𝛷ʹ),
where 𝛷 = 𝛷𝑟 + 𝛷m is sourced by both radiation and matter. The contribution from 𝛷𝑟 is rapidly oscillating on subhorizon scales, while 𝛷m is a constant. The solution 𝛿𝑚 inherits a "fast mode" by 𝛷𝑟 and "slow mode" by 𝛷m. It turns out that the fast mode is suppressed by a factor of (𝓗/𝑘)2 relative to the slow mode [Weinberg]. This reflects the fact that the matter can't react to the fast change in the gravitational potential and effectively only evolves in response to the time-averaged potential. As a result 𝛿𝑚 is sourced by even deep in the radiation era. Using ∇2𝛷 ≈ ∇2𝛷𝑚 = 4π𝐺𝑎2𝜌̄𝑚𝛿𝑚 and 𝛷ʺ = 𝛷ʹ ≈ 0, we get
(6.178) 𝛿ʺ𝑚 + 𝓗𝛿ʹ𝑚 - 4π𝐺𝑎2𝜌̄𝑚𝛿𝑚 ≈ 0,
where 4π𝐺𝑎2𝜌̄𝑚 = 3/2 𝛺m𝓗2.[verification needed] The conformal Hubble parameter for a universe with matter and radiation is
(6.179) 𝓗/𝓗0 = 𝛺m/√𝛺𝑟 √(1 + 𝑦)/𝑦, 𝑦 ≡ 𝑎/𝑎eq,
where 𝑎eq = 𝛺𝑟/𝛺m is the scale factor at matter-radiation equality. Using 𝑦 as the time variable, (6.178) becomes so-called Mészáros equation
(6.180) 𝑑2𝛿𝑚/𝑑𝑦2 + (2 + 3𝑦)/2𝑦(1 + 𝑦) 𝑑𝛿𝑚/𝑑𝑦 - 3/2𝑦(1 + 𝑦) 𝛿𝑚 = 0, whose solutions are
(6.181) 𝛿𝑚 ∝ { 1 + 3/2 𝑦; (1 + 3/2 𝑦) ln[{√(1 + 𝑦) + 1}/{√(1 + 𝑦) - 1}] - 3√(1 + 𝑦).
In the limit 𝑦 ≪ 1 (RD) the growing mode solution is 𝛿𝑚 ∝ ln 𝑦 ∝ ln 𝑎 i.e. grow logarithmically. In the limit 𝑦 ≫ 1 (MD) the solution is 𝛿𝑚 ∝ 𝑦 ∝ 𝑎 significantly.
Fig. 6.6 shows numerical solutions for the dark matter density contrast evolution for 3 Fourier modes. Notice that the 𝑘 > 𝑘eq receives a small boost at horizon crossing before setting into the slow logarithmic growth.
6.3.3 Matter Power Spectrum
We explain the shape of power spectrum for clustering of matter fluctuation. At a time 𝜂𝑖 when all modes were still outside the Hubble radius, we take the initial power spectrum to be scale invariant, so that 𝑘3𝒫𝑚(𝜂𝑖, 𝑘) = const. We would like to see how the scale dependence of the spectrum evolves with time. (See also Section 5.2.3)
Consider the time 𝜂eq. Modes with 𝑘 < 𝑘eq are outside the horizon and the spectrum must have the same initial spectrum (see Fig. 6.7). Modes with 𝑘 > 𝑘eq evolved as ln 𝑎 inside the horizon in the radiation era. Their amplitude is enhanced by a factor of ln(𝑎eq/𝑎𝑘), where 𝑎𝑘 is the moment of horizon crossing of mode 𝑘. Since 𝑘 = (𝑎𝐻)𝑘 ∝ 𝑎𝑘-1 during the radiation era, this gives the (ln 𝑘)2 scaling of the spectrum for 𝑘 > 𝑘eq.
Next, we take a time 𝜂0 of today. All subhorizon modes grows as 𝑎. For 𝑘 < 𝑘eq we have 𝑘3𝒫𝑚 ∝ (𝑎eq/𝑎𝑘)2 ∝ 𝑘4, where we used 𝑘 = (𝑎𝐻)𝑘 ∝ 𝑎𝑘-1/2 in matter era. For 𝑘 < 𝑘eq we instead get 𝑘3𝒫𝑚 ∝ (𝑎0/𝑎eq)2ln(𝑎eq/𝑎𝑘)2 ∝(ln 𝑘)2 as before. Combining these results, we have
(6.182) 𝒫𝑚(𝜂0, 𝑘) = { 𝑘-3 𝑘 < 𝑘0; 𝑘 𝑘0 < 𝑘 < 𝑘eq; 𝑘-3(ln 𝑘)2 𝑘 > 𝑘eq.
By definition the regime 𝑘 < 𝑘0, with 𝑘0 = 𝑎0𝐻0 ≈ 3 × 10-4 𝘩 Mpc-1, corresponds to superhorizon modes today. The scaling of the spectrum 𝑘 > 𝑘0 on subhorizon mode is the same as that in Section 5.2.3.
6.4 Evolution of Photons and Baryons
Fig. 6.8 shows the evolution of perturbations in dark matter, baryons and photons for a representative Fourier mode. Initially, the fluctuations in all components are of equal size (up to a factor of 4/3). Before decoupling , the baryons are tightly coupled to a photons and oscillate after horizon crossing. The dark matter experiences a slow logarithmic growth during the radiation era a more rapid power law growth during the matter era. This explain why 𝛿𝑐 ≫ 𝛿𝑏 at decoupling. After decoupling, the baryons lose the pressure support of photons and fall into the gravitational potential wells created by the dark matter. The density contrasts of dark matter and baryons eventually become equal again (see Exercise 5.2). It is crucial that the clustering of dark matter had a head start and then aided the growth of the baryon perturbations. Without the dark matter-assisted growth, the baryon wouldn't be able to cluster fast enough to explain the formation of galaxies.
We will study the evolution of photons and baryons prior to decoupling. During that time, the photons and baryons acted as a single fluid with pressure provided by photons and extra mass density by the baryons. To build up intuition we will start by ignoring the baryons and study the photon perturbations alone.9 After that, we will how this dynamics is modified by the presence of baryons.
6.4.1 Radiation Fluctuations
Consider the evolution of perturbation in the relativistic perfect fluid during the radiation era. Because the radiation component dominates we use the same trick and consider the Poisson equation, which now reads
(6.183) ∇2𝛷 = 3/2 𝓗2∆𝑟,
In Fourier space, we have
(6.184) ∆𝑟(𝜂, 𝐤) = -2/3 (𝑘𝜂)2𝛷(𝜂, 𝐤),
and using (6.165) we find
(6.185) ∆𝑟(𝜂, 𝐤) = -4𝓡𝑖 [sin(𝜑) - 𝜑 cos(𝜑)]/𝜑 (radiation era),
where 𝜑 ≡ 𝑘𝜂/√3. This solution is again valid on all scales. Taking the limits 𝜑 ≪ 1 and 𝜑 ≫ 1 gives the solutions as follows
(6.186) ∆𝑟(𝜂, 𝐤) ≈ { -4/9 𝓡𝑖(𝑘𝜂)2 (superhorizon); 4𝓡𝑖 cos(1/√3 𝑘𝜂) (subhorizon).
We see that the comoving density contrast grows as ∆𝑟 ∝ 𝜂2 ∝ 𝑎2 on superhorizon scales, while it oscillates with a constant amplitude on subhorizon scales.
Exercise 6.16 Using
(6.187) 𝛿𝑟 = -2/3 (𝑘𝜂)2𝛷 - 2𝜂𝛷ʹ - 2𝛷,
determine the solution for 𝛿𝑟 from (6.165). What are the superhorizon and subhorizon limits of the solution?
[Solution] Defining 𝜑 ≡ 𝑘𝜂/√3
(a) 𝛿𝑟 = -2𝜑2𝛷 - 2𝜑 𝑑𝛷/𝑑𝜑 - 2𝛷,
we get
(b) 𝛿𝑟 = -4𝓡𝑖 [(𝜑2 - 2)𝜑 cos(𝜑) + 2(𝜑2 -1) sin(𝜑) ]/𝜑3
(c) 𝛿𝑟 → { 4𝓡𝑖 cos(𝜑) 𝜑 ≫ 1 (subhorizon); 4/3 𝓡𝑖 𝜑 ≪ 1 (superhorizon). ▮
Next, we consider the evolution in the matter era. Since the radiation fluctuations are subdominant, we must use the continuity and Euler equations. In Section 6.1.3 we showed that the radiation density contrast satisfies
(6.188) 𝛿𝑟ʺ - 1/3 ∇2𝛿𝑟 = 4/3 ∇2𝛷 + 4𝛷ʺ ⇐ 𝛿𝑟ʹ = -4/3 𝛁 ⋅ 𝐯𝑟 + 4𝛷ʹ, 𝐯𝑟ʹ = -1/4 𝛁𝛿𝑟 - 𝛁𝛷,
Recall that during matter domination, the gravitational potential is a constant on all scales, so that
(6.189) 𝛿𝑟ʺ - 1/3 ∇2𝛿𝑟 = 4/3 ∇2𝛷 = const.
This is the equation of a harmonic oscillator with a constant driving force. The subhorizon fluctuations in the radiation density oscillate with a constant amplitude around a shifted equilibrium point, -4𝛷0(𝐤), where 𝛷0(𝐤) is the 𝑘-dependent amplitude of the gravitational potential in the matter era. This 𝑘-dependence arises from the initial conditions and nontrivial transfer function of the dark matter fluctuations. The solution for the density contrast is
(6.190) 𝛿𝑟(𝜂, 𝐤) = 𝐶(𝐤) cos(𝜑) + 𝐷(𝐤) sin(𝜑) - 4𝛷0(𝐤),
where 𝜑 ≡ 𝑘𝜂/√3.
6.4.2 Photon-Baryon Fluid
So far we have ignored the effects of baryons on the radiation fluid (except for their role in suppressing the photon aniso tropic stress). Let us fix this. We will work in the so-called tight-coupling approximation, where the coupling between photons and baryons is so strong that they can be treated as a single photon-baryon fluid with velocity 𝐯𝑏 = 𝐯𝛾. Only the combined momentum density of the photons baryons is now conserved:
(6.191) 𝐪 = (𝜌̄𝛾 + 𝑃̄𝛾)𝐯𝛾 + (𝜌̄𝑏 + 𝑃̄𝑏)𝐯𝑏 = 4/3 (1 + 𝑅)𝜌̄𝛾𝐯𝛾, 𝑅 ≡ 3/4 𝜌̄𝑏/𝜌̄𝛾 = 0.6 (𝛺𝑏𝘩2/0.02)(𝑎/10-3).
The fractional contribution from the baryons is characterized by the dimensionless parameter 𝑅. This parameter is small at early times, but grows linearly with 𝑎(𝑡) and becomes of order one around the time of recombination.
Recall the Euler equation for the evolution of the momentum density
(6.192) 𝐪ʹ + 4𝓗𝐪 = -(𝜌̄ + 𝑃̄)𝛁𝛹 - 𝛁𝛿𝑃,
where 𝛹 ≈ 𝛷 in the absence of anisotropic stress. Substituting (6.191) the left-hand side can be written as
(6.193) 𝐪ʹ + 4𝓗𝐪 = ∂𝜂(𝑎4𝐪)/𝑎4 = 4/3 𝜌̄𝛾[(1 + 𝑅)𝐯𝛾]ʹ,
where we have used that 𝑎4𝜌̄𝛾 is a constant. Inserting 𝜌̄ + 𝑃̄ = 4/3 (1 + 𝑅)𝜌̄𝛾 and 𝛿𝑃 = 1/3 𝜌̄𝛾𝛿𝛾 on the right-hand side, we get
(6.194) -(𝜌̄ + 𝑃̄)𝛁𝛹 - 𝛁𝛿𝑃 = -4/3 𝜌̄𝛾[(1 + 𝑅)𝛁𝛹 + 1/4 𝛁𝛿𝛾].
Combining the two equations then gives
(6.195) [(1 + 𝑅)𝐯𝛾]ʹ ← inertial mass = -1/4 𝛁𝛿𝛾 - (1 + 𝑅)𝛁𝛹 ← gravitational mass.
For 𝑅 = 0 this reduces to the Euler equation for the radiation fluid in (6.188). The correction ti this equation are: The coupling to the baryons adds extra "weight" to the photon-baryon fluid. This increases both the momentum density and the gravitational force term by a factor of (1 + 𝑅). The baryons, on the other hand, don't contribute to the pressure, so the pressure force does not receive this factor.
Since the scattering of photons and baryons doesn't exchange energy, the continuity equation in (6.188) does not get modified and still reads
(6.196) 𝛿𝑟ʹ = -4/3 𝛁 ⋅ 𝐯𝛾 + 4𝛷ʹ.
Combining the continuity and Euler equations we find
(6.197) 𝛿𝑟ʺ + 𝑅ʹ/(1 + 𝑅) 𝛿𝑟ʹ - 1/3(1 + 𝑅) ∇2𝛿𝑟 ← pressure = 4/3 ∇2𝛹 ← gravity + 4𝛷ʺ + 4𝑅ʹ/(1 + 𝑅) 𝛷ʹ.
which is the fundamental equation for the evolution of density perturbation in the photon-baryon fluid.
From the pressure term in (6.197) we can read off the sound speed of the photon-baryon fluid
(6.197) 𝑐𝑠2 ≡ 1/3(1 + 𝑅).
This is consistent with the definition of the definition of the adiabatic sound speed 𝑐𝑠2 = 𝛿𝑃/𝛿𝜌. To see this, we use 𝛿𝑃 = 𝛿𝑃𝛾 = 1/3 𝛿𝜌𝛾 and 𝛿𝜌 = 𝛿𝜌𝛾 + 𝛿𝜌𝑏, together with 𝛿𝜌𝑏 = 3/4 (𝜌̄𝑏/𝜌̄𝛾)𝛿𝜌𝛾 (for adiabatic perturbations).
6.4.3 Cosmic Sound Waves
The dynamics associated with (6.197) is rather complex and will be discussed in detail in Chapter 7.
Acoustic oscillations
For simplicity let us ignore the effects of gravity and consider solutions to the homogeneous equation:
(6.199) 𝛿𝑟ʺ + 𝑅ʹ/(1 + 𝑅) 𝛿𝑟ʹ - 1/3(1 + 𝑅) ∇2𝛿𝑟 = 0.
There re two timescale: the expansion time and the oscillation time. On small scale, 𝑘 ≫ 𝓗/𝑐𝑠, the latter is much shorter than the former. A WKB approximation can be used to the damped harmonic oscillator equation:
(6.200) 𝛿𝑟(𝜂, 𝐤) = 𝐶(𝐤) cos(𝑘𝑟𝑠)/(1 + 𝑅)1/4 + 𝐷(𝐤) sin(𝑘𝑟𝑠)/(1 + 𝑅)1/4,
where 𝑟𝑠(𝜂) ≡ ∫𝜂0 𝑐𝑠(𝜂ʹ) 𝑑𝜂ʹ is the sound horizon at the time 𝜂. At the photon decoupling, 𝜂*, the sound horizon 𝑟𝑠(𝜂*) ≈ 145 Mpc (or 500 million light-years). The functions 𝐶(𝐤) and 𝐷(𝐤) are fixed by superhorizon initial conditions. For the adiabatic initial conditions, the superhorizon modes are time independent, so the sine solution is not excited, 𝐷(𝐤) = 0. The amplitude of cosine solution 𝐶(𝐤) is determined by the value of the perturbation at horizon crossing. An important feature of solution is that all Fourier modes of a given wavelength reach the extrema at the same time in any direction. This phase coherence allows for the constructive interference of many waves, which leaves an imprint in cosmological observables.
A numerical solution for the acoustic oscillations in the photon-baryon fluid is shown in Fig. 6.9. An important feature that is not captured by our simplified analysis is the damping of the fluctuations, which arises because the photons diffuse out of the regions high density into those of low density, washing out the density contrast. The so-called diffusion damping is especially relevant for small-scale fluctuations (high-𝑘 modes) and to describe it requires going beyond the tight-coupling approximation. A more accurate treatment must also include the time-dependent gravitational driving force that we ignored. In Chapter 7 we will treat the more subtle physics of the sound waves in the primordial plasma.
CMB anisotropies
Looking at the CMB, we are seeing a snapshot of the primordial sound waves at the moment of sound decoupling. From (6.200) that the oscillation frequency depends on wavenumber 𝑘, meaning that different modes decouple at different phase and therefore different amplitudes at last-scattering (see Fig. 6.10). Evaluating the solution at decoupling, 𝜂 = 𝜂*, gives the 𝑘-dependent amplitude of the fluctuations at last scattering. The amplitude has extreme at
(6.201) 𝑘𝑛 = 𝑛π/𝑟𝑠(𝜂*), with 𝑛 = 1, 2, ∙ ∙ ∙ .
After projecting the Fourier modes onto the spherical surface of last-scattering, these becomes the peaks in the angular power spectrum of the CMB anisotropies. Note that the Power spectrum measures ∣𝛿𝑟∣2 so the maxima and minima in 𝛿𝑟 both become peaks in the power spectrum, The positions of the peaks are determined by a combination of the sound horizon at decoupling and the angular diameter distance to the surface of last-scattering. The heights of the peaks carry information about the amount of dark matter and baryons in the universe. The size of the damping on small scales depends on the density of neutrinos. This is how the measurements of the CMB anisotropies by the WMAP, Planck satellites and other ground-based experiments allowed precise measurements of the cosmological parameters and revolutionized the field of cosmology. It will be described in much more detail in Chapter 7.
Baryon acoustic oscillations*
The same oscillations in the CMB anisotropies also leave an imprint in the clustering of galaxies. This arises because photons and baryons oscillates together before decoupling. The different Fourier mode of the baryons decouple at different phases in the evolution. Te initial conditions for gravitational growth of the barons include th oscillation of the photon-baryon fluid. This oscillatory feature gets transferred to the gravitational potential and the matter fluctuations, but because baryons are only about 15% of the total matter density, the effect is smaller than in the CMB. Since correlations in the galaxy distributions are inherited from the correlations in the matter density, these baryon acoustic oscillations (BAO) are imprinted in the galaxy power spectrum (see Fig. 6.11). In the following, a simple analytic derivation of the BAO signal will be given [12].
The time when the baryons are released from the drag of the photons is known as the drag epoch. In fact the baryons decouple slightly later than the photons at 𝑧𝑏 ≈ 1060 (compared to 𝑧* ≈ 1090). After the drag epoch, the baryons behave as pressureless matter and we can write the total matter density contrast as
(6.202) 𝛿𝑚 = 𝑓𝑏𝛿𝑏 + (1 - 𝑓𝑏)𝛿𝑐,
where 𝑓𝑏 ≡ 𝜌𝑏/𝜌𝑚 is the fractional baryon density. Near decopupling the solution for the totalmatter density is given by (6.181):
(6.203) 𝛿𝑚(𝜂, 𝐤) = 𝐶1(𝐤) 𝐷1(𝑦) + 𝐶2(𝐤) 𝐷2(𝑦), 𝑦(𝜂) ≡ 𝑎(𝜂)/𝑎eq.
(6.204) 𝐷1(𝑦) = 2/3 + 𝑦 ≈ 𝑦,
𝐷2(𝑦) = 𝐷1(𝑦) n[{√(1 + 𝑦) + 1}/{√(1 + 𝑦) - 1}] - 2√(1 + 𝑦) ≈ 8/45 𝑦-3/2.
The growing mode solution at late time is 𝛿𝑚 ≈ 𝐶1(𝐤) 𝑦. We would like to write this solution in terms of its initial conditions at baryon decoupling. To do this we match 𝛿𝑚 and 𝛿𝑚ʹ at the end of the drag epoch. The matching conditions are, using (6.203) and (6.202)
(6.205) 𝐶1(𝐤) 𝐷1(𝜂𝑑) + 𝐶2(𝐤) 𝐷2(𝜂𝑑) = 𝑓𝑏𝛿𝑏(𝜂𝑑) + (1 - 𝑓𝑏)𝛿𝑐(𝜂𝑑),
𝐶1(𝐤) 𝐷1ʹ(𝜂𝑑) + 𝐶2(𝐤) 𝐷2ʹ(𝜂𝑑) = 𝑓𝑏𝛿𝑏ʹ(𝜂𝑑) + (1 - 𝑓𝑏)𝛿𝑐ʹ(𝜂𝑑).
Solving this for 𝐶1(𝐤) and only only keeping baryonic contribution which carries the oscillatory feature, we find
(6.206) 𝐶1(𝐤) = 𝑓𝑏 𝐶2ʹ/(𝐷1𝐷2ʹ - 𝐷1ʹ𝐷2) [𝛿𝑏(𝜂𝑑, 𝐤) - 𝐷2/𝐷2ʹ𝛿𝑏ʹ(𝜂𝑑, 𝐤)],
where all functions of time are evaluated at 𝜂𝑑. Note that ∂𝜂𝑓 = 𝓗𝑦 ∂𝑦𝑓. Using 𝑦𝑑 ≫ 1, replacing all growth functions 𝐷𝑖 by their asymptotic expressions, we get
(6.207) 𝛿𝑚(𝜂, 𝐤) = 𝐶1(𝐤) ≈ 3𝑓𝑏/5 [𝛿𝑏(𝜂𝑑, 𝐤) + 2/3 (𝑘𝜂𝑑) 𝑣𝑏(𝜂𝑑, 𝐤)] 𝑎/𝑎𝑑,
where we used 𝛿𝑏ʹ = 𝑘𝑣𝑏. On smaller scales than the horizon at the drag epoch, we have 𝑘𝜂𝑑 ≫ 1 and the second term, proportional to the velocity 𝑣𝑏 dominates. This is called the velocity overshoot. When the baryons are released at the drag epoch, they move according to their velocity and generate a new density perturbation. This is dominant effect on small scales.
As long as the tight-coupling approximation holds, we have 𝑣𝑏 = 𝑣𝛾 = 3/4 𝛿𝛾ʹ/𝑘. The cosine contribution in the solution (6.200) for 𝛿𝛾 then leads to a dominant sine contribution in the solution (6.207) for 𝛿𝑚. A recent measurement of the BAO signal is shown in 6.11. It is rather amazing how this signal arising from primordial sound waves in the early universe is so clearly visible to the clustering of the galaxies billions of years later. In position space space, the BAO feature maps to a peak around 110𝘩-1Mpc. The position of this peak is an important "standard ruler." It depends on the sound horizon at the drag epoch and the angular diameter distance to the the observed objects. Measurements of the BAO help to break degeneracies in the CMB data and played an important role in the measurements of the cosmological parameters (see Chapter 7).
6.5 Gravitational Waves
On September 14, 2015, when the LIGO(Laser Interferometer Gravitational-Wave Oberservatory) detected the first gravitational waves (GWs) from the merger of two black holes, a new era of science was initiated! This detection marked the beginning of multi-messenger astronomy and in the future GWs may provide a new window into the early universe. Some mathematical background on cosmological GWs useful in Chapter 7 and 8 will be collected here. Further details can be found in [15].
GWs are tensor perturbations to the spatial metric,
(6.208) 𝑑𝑠2 = 𝑎2(𝜂) [-𝑑𝜂2 + (𝛿𝑖𝑗 + 𝘩𝑖𝑗)𝑑𝑥𝑖𝑑𝑥𝑗].
Since the perturbation 𝘩𝑖𝑗 is symmetric (𝘩𝑖𝑗 = 𝘩𝑗𝑖), transvers (∂𝑖𝘩𝑗𝑖 = 0), and traceless (𝘩𝑗𝑖 = 0), it contains 6 - 3 -1 = 2 independent modes (corresponding to the 2 polarizations of GW). We write the Fourier modes of 𝘩𝑖𝑗 as
(6.209) 𝘩𝑖𝑗(𝜂, 𝐤) = ∑𝜆=+,× 𝘩𝜆(𝜂, 𝐤) 𝜖𝜆𝑖𝑗(𝐤̂),
where 𝜖𝜆𝑖𝑗(𝐤̂) are two independent polarization tensors and 𝘩𝜆(𝜂, 𝐤) are the corresponding mode functions. The polarization tensors can be taken to be real and satisfy 𝜖𝜆𝑖𝑗(𝐤̂) = 𝜖𝜆𝑖𝑗(-𝐤̂), so that 𝘩𝜆(𝜂, 𝐱) is real if 𝘩*𝜆(𝜂, 𝐤) = 𝘩𝜆(𝜂, -𝐤). The polarization tensors are symmetric (𝜖𝜆𝑖𝑗 = 𝜖𝜆𝑗𝑖), transverse (𝑘̂𝑖𝜖𝜆𝑖𝑗 = 0) and traceless (𝜖𝜆𝑖𝑖 = 0). Our normalization for polarization basis can be
(6.210) ∑𝑖,𝑗 𝜖𝜆𝑖𝑗𝜖𝜆ʹ𝑖𝑗 = 2𝛿𝜆𝜆ʹ.
Explicitly, the polarization tensors can be written as
(6.211) 𝜖+𝑖𝑗(𝐤̂) = 𝑚̂𝑖𝑚̂𝑗 - 𝑛̂𝑖𝑛̂𝑗, 𝜖×𝑖𝑗(𝐤̂) = 𝑚̂𝑖𝑚̂𝑗 + 𝑛̂𝑖𝑛̂𝑗
where 𝐦̂ and 𝐧̂ are two unit vectors orthogonal to 𝐤̂ and to each other. For a GW with a wavevector pointing in the 𝑧-direction direction, 𝐤̂ = (0, 0, 1), we can choose 𝐦̂ = 𝐱̂ and 𝐧̂ = 𝐲̂, so that
⌈ 1 0 0 ⌉ ⌈ 0 1 0 ⌉ ⌈ 𝘩+ 𝘩× 0 ⌉
(6.212) 𝘩𝑖𝑗 = 𝘩+┃ 0 -1 0 ┃ + 𝘩×┃1 0 0 ┃ = ┃𝘩× -𝘩+ 0┃
⌊ 0 0 0 ⌋ ⌊ 0 0 0 ⌋ ⌊ 0 0 0 ⌋
Sometimes, it's useful to work in the so-called helicity basis, where
(6.213) 𝜖±2𝑖𝑗 ≡ (𝜖+𝑖𝑗 ± 𝑖𝜖×𝑖𝑗)/2, 𝘩±2 ≡ 𝘩+ ∓ 𝑖𝘩×.
Under a rotation by an angle 𝜓 around the wavenumber 𝐤, we have 𝘩±2 ↦ 𝑒±2𝑖𝜓𝘩±2, which shows that the mode 𝘩±2 describe states of helicity +2 and -2 (also called "right-handed" and "left-handed" polarization respectively).
Problem 6.4 shows that the linearlized Einstein equation implies following evolution equation for tensor
(6.214) 𝘩𝑖𝑗ʺ + 2𝓗𝘩𝑖𝑗ʹ - ∇2𝘩𝑖𝑗 = 16π𝐺𝑎2𝛱̂𝑖𝑗,
where 𝛱̂𝑖𝑗 is the transvers, traceless part of the anisotropic stress. In 𝛱̂𝑖𝑗 = 0, this equation describes the free propagation of GWs in an expanding universe. By defining 𝑓𝑖𝑗 ≡ 𝑎(𝜂)𝘩𝑖𝑗, we can remove the Hubble friction term. Then each polarization mode satisfies
(6.215) 𝑓𝜆ʺ + (𝑘2 - 𝑎ʺ/𝑎)𝑓𝜆 = 0.
Let us solve this for a generic scale factor 𝑎(𝜂) ∝ 𝜂𝛽, which includes radiation domination (𝛽 = 1), matter domination (𝛽 = 2) and inflation (𝛽 ≈ -1) as special cases. The solution is
(6.216) 𝘩𝜆(𝜂, 𝐤) = 𝐶𝜆(𝐤)/𝑎(𝜂) 𝜂𝑗𝛽-1(𝑘𝑛) + 𝐷𝜆(𝐤)/𝑎(𝜂) 𝜂𝑦𝛽-1(𝑘𝑛),
where 𝑗𝛽 and 𝑦𝛽 are spherical Bessel functions (see Appendix D) and the constants 𝐶𝜆(𝐤) and 𝐷𝜆(𝐤) must be fixed by the initial conditions.
Note that for a power-law scale factor, we have 𝑎ʺ/𝑎 ∝ 𝓗2. On sub-Hubble scales, 𝑘 ≫ 𝓗, we can drop the 𝑎ʺ/𝑎 term in (6.215) and the solution is
(6.217) 𝘩𝜆(𝜂, 𝐤) = 𝐶𝜆(𝐤)/𝑎(𝜂) 𝑒𝑖𝑘𝑛 + 𝐷𝜆(𝐤)/𝑎(𝜂) 𝑒𝑖𝑘𝑛 𝑒-𝑖𝑘𝑛 (for 𝑘 ≫ 𝓗),
which we can check also follows from the 𝑘𝑛 ≫ 1 limit of (6.216). On sub-Hubble scales, we get the expected plane wave solutions with an amplitude that decays as 𝑎-1. On super-Hubble scales, 𝑘 ≪ 𝓗, we instead drop 𝑘2 term and the solution becomes
(6.218) 𝘩𝜆(𝜂, 𝐤) = 𝐶𝜆(𝐤)/𝑎(𝜂) + 𝐷𝜆(𝐤) ∫ 𝑑𝜂/𝑎2(𝜂) (for 𝑘 ≪ 𝓗).
The second term decays with the expansion of the universe, so that the growing mode of the GW is a constant on super-Hubble scales.10
In cosmology we are interested in power spectrum of a stochastic background of GWs, 𝒫𝘩(𝑘) ≡ (2π2/𝑘3)∆2𝘩(𝑘). We define this power spectrum, so that the variance is
(6.219) ∑𝑖,𝑗⟨𝘩2𝑖𝑗(𝐱)⟩ = ∫ 𝑑 ln ∆2𝘩(𝑘),
where we suppressed the time dependence. The power spectrum for the individual polarization modes then is
(6.220) ⟨𝘩𝜆(𝐤) 𝘩𝜆ʹ(𝐤ʹ)⟩ = 2π2/𝑘3 ∆2𝘩(𝑘)/4 × (2π)3𝛿𝐷(𝐤 + 𝐤ʹ) 𝛿𝜆𝜆ʹ, [verification needed]
where the factor of 4 follows from our normalization of the polarization basis in (6.210). In Chapter 8 we willshow how quantum fluctuations during inflation produce a scale-invariant spectrum of primordial GWs, while in Chapter 7, we will explain how these GWs affect the anisotropies in the CMB.
9 For simplicity, we will ignore the photon anisotropic stress. In reality this is only a good approximation because of the coupling to baryons.
10 In a radiation-dominated universe 𝑎ʺ/𝑎 vanishes identically, so that the solution (6.218) doesn't apply. In that case, the the 𝑘𝑛 ≪ 1 limit of (6.217), which again has a decaying mode and a constant mode.
6.6 Summary
In this chapter, we developed the foundation of cosmological perturbation theory. By linearizing the Einstein Equations we derive the evolution equation for small fluctuations and solved them for various cases.
Focusing on scalar perturbations, the most general perturbation of spacetime metric is
(6.221) 𝑔𝜇𝜈 = 𝑎2⌈-(1+ 2𝛢) ∂𝑖𝛣 ⌉
⌊ ∂𝑖𝛣 (1 + 2𝐶)𝛿𝑖𝑗 + 2∂⟨𝑖∂𝑗⟩𝐸⌋,
where ∂⟨𝑖∂𝑗⟩ = ∂𝑖∂𝑗 - 1/3 ∇2. The perturbed energy-momentum tensor is
(6.222) 𝛵00 ≡ -(𝜌̄ + 𝛿𝜌), 𝛵𝑖0 ≡ (𝜌̄ + 𝑃̄)∂𝑖𝑣, 𝛵0𝑖 ≡ (𝜌̄ + 𝑃̄)∂𝑖(𝑣 + 𝛣), 𝛵𝑖𝑗 ≡ (𝑃̄ + 𝛿𝑃)𝛿𝑖𝑗 + ∂⟨𝑖∂𝑗⟩𝛱,
and we often work in terms of the momentum density 𝑞 ≡ (𝜌̄ + 𝑃̄)𝑣 and the density contrast 𝛿 ≡ 𝛿𝜌/𝜌. Coordination transformation can change the values of these variables. The problem of unphyscial gauge mode can be addressed by working with combinations of perturbations that are invariant under coordinate transformation. Important gauge-invariant variables are the Bardeen potential and the comoving density contrast
(6.223-5) 𝛹 ≡ 𝛢 + 𝓗(𝛣 - 𝐸ʹ) + (𝛣 - 𝐸ʹ)ʹ, 𝛷 ≡ -𝐶 + 1/3 ∇2𝐸 - 𝓗(𝛣 - 𝐸ʹ), ∆ = 𝛿 + 𝜌̄ʹ/𝜌̄ (𝑣 + 𝛣).
as well as the two curvature perturbations
(6.226-7) 𝛇 = -𝐶 + 1/3 ∇2𝐸 + 𝓗 𝛿𝜌/𝜌̄ʹ, 𝓡 = -𝐶 + 1/3 ∇2𝐸 - 𝓗(𝑣 + 𝛣).
On superhorizon scales, 𝛇 and 𝓡 are equal and time independent if the matter perturbations are adiabatic. Perturbations are called adiabatic if
(6.228) 𝛿𝑃 = 𝑐𝑠2𝛿𝜌 = 𝑃̄ʹ/𝜌̄ʹ 𝛿𝜌,
and fluctuations in the densities of matter and radiation obey
(6.229) 𝛿𝑚 = 3/4 𝛿𝑟.
The initial conditions of our universe are well described by adiabatic perturbations.
An alternative to the gauge-invariant formalism is to work in a fixed gauge, track the evolution of all fluctuations and compute observables. Unphysical gauge modes must cancel in physical answers. Popular gauge are
• Newtonian: 𝛣 = 𝐸 = 0 • Spatially flat: 𝐶 = 𝐸 = 0 • Synchronous: 𝛢 = 𝛣 = 0
• Constant density: 𝛿𝜌 = 𝛣 = 0 • Comoving: 𝑣 = 𝛣 = 0
We derived the equations of motion for the perturbation in Newtonian gauge. The linearized Einstein equations are
(6.230) ∇2𝛷 - 3𝓗(𝛷ʹ + 𝓗𝛹) = 4π𝐺𝑎2𝛿𝜌,
(6.231) -(𝛷ʹ + 𝓗𝛹) = 4π𝐺𝑎2𝑞,
(6.232) ∂⟨𝑖∂𝑗⟩(𝛷 - 𝛹) = 8π𝐺𝑎2𝛱𝑖𝑗,
(6.233) 𝛷ʺ + 𝓗𝛹ʹ + 2𝓗𝛷ʹ + 1/3 ∇2(𝛹 - 𝛷) + (2𝓗ʹ + 𝓗2)𝛹 = 4π𝐺𝑎2𝛿𝑃.
where the sources on the right-hand side include a sum over all components. In the absence of anisotropic stress, (6.232) implies that 𝛹 ≈ 𝛷, and (6.233) reduces to
(6.234) 𝛷ʺ + 3𝓗𝛷ʹ + (2𝓗ʹ + 𝓗2)𝛷 = 4π𝐺𝑎2𝛿𝑃.
(6.230) and (6.231) can be combined into
(6.235) ∇2𝛷 = 4π𝐺𝑎2𝜌̄∆,
which is of the same form as the Newtonian Poisson equation, but is now valid on all scales.
The conservation of the energy-momentum tensor gives the continuity and Euler equations
(6.236) 𝛿ʹ = -(1 + 𝜔)(𝛁 ⋅ 𝐯 - 3𝛷ʹ) - 3𝓗(𝑐𝑠2 - 𝜔)𝛿
(6.237) 𝑣𝑖ʹ = -[𝓗 - 3𝜔]𝐯 - 𝑐𝑠2/(1 + 𝜌) 𝛁𝛿 - 𝛁𝛷,
where 𝑐𝑠2 = 𝛿𝑃/𝛿𝜌 is the sound speed of the fluid and 𝜌 = 𝑃̄/𝜌̄ is its equation of state. These equations apply separately for every non-interacting fluid.
we discussed the solutions to the above equations in various special limits. Table 6.1 summarizes the results for 𝛷, ∆𝑟 and ∆𝑚. The density contrast 𝛿 is equal to ∆ on subhorizon scales, but differs on superhorizon scales, where it is a constant.
Before decoupling, photons and baryons can be treated as a single tightly-coupled fluid. The density contrast of photon-baryon fluid evolves as
(6.238) 𝛿𝑟ʺ + 𝑅ʹ/(1 + 𝑅) 𝛿𝑟ʹ - 1/3(1 + 𝑅) ∇2𝛿𝑟 = 4/3 ∇2𝛹 + 4𝛷ʺ + 4𝑅ʹ/(1 + 𝑅) 𝛷ʹ,
where 𝑅 ≡ 3/4 𝜌̄𝑏/𝜌̄𝛾 ∝ 𝑎(𝑡). This is the equation of a harmonic oscillator with a gravitational driving force, which plays an important role in he physics of the CMB anisotropies (see Chapter 7).